The role of immunotherapy in resectable stage II non-small cell lung cancer: a systematic review
Highlight box
Key findings
• In 62 studies including stage II non-small cell lung cancer (NSCLC) patients, neoadjuvant or adjuvant immunotherapy, especially with chemotherapy, achieved meaningful pathological responses observed in multiple cohorts. Event-free and disease-free survival were generally improved. Immunotherapy was generally safe with manageable perioperative complications.
What is known and what is new?
• Immune checkpoint inhibitors have demonstrated significant improvements in pathological response rates and survival outcomes in patients with resectable NSCLC, particularly when administered in combination with chemotherapy in the neoadjuvant setting. Multiple randomized trials have shown higher rates of major pathological response and pathological complete response with chemo-immunotherapy compared with chemotherapy alone, translating into meaningful improvements in event-free and overall survival.
• However, the evidence specifically addressing patients with stage II NSCLC remains limited, as the majority of available trials enroll heterogeneous populations that include both stage II and stage III disease. Consequently, subgroup analyses for stage II patients are often underpowered, and the extent to which the observed benefits can be directly extrapolated to this earlier disease stage remains uncertain. Further studies focused exclusively on stage II NSCLC or adequately powered stratified analyses are needed to better define the optimal role of immunotherapy in this population.
What is the implication and what should change now?
• Neoadjuvant chemoimmunotherapy is feasible and potentially beneficial for resectable stage II NSCLC, with manageable safety and perioperative outcomes. Dedicated trials focusing on stage II patients are needed to define optimal treatment strategies, patient selection, and long-term outcomes, ensuring evidence-based care for this subgroup.
Introduction
Lung cancer remains the leading cause of deaths related to cancer surpassing breast and prostate cancers globally. Non-small cell lung cancer (NSCLC) accounts for 80–85% of new cancer cases (1) and surgical complete resection is the mainstay choice of treatment for early-stage NSCLC. However, despite undergoing complete resection, 30% to 55% of NSCLC patients experience recurrence and eventually die from disease relapse (2). These high recurrence rates underscore the urgent need for more effective perioperative treatment strategies in NSCLC.
The immune checkpoint inhibitors (ICIs) have emerged as an important component of the treatment for NSCLC patients in the recent years. Especially programmed cell death 1 (PD-1) and its ligand (PD-L1) transformed the management of advanced and metastatic NSCLC, establishing a new standard of care. These advancements redirected attention to early-stage lung cancer, emphasizing the potential use of ICIs as perioperative treatments to enhance patient outcomes. Despite the potential benefits, concerns remain regarding neoadjuvant immunotherapy, particularly its potential to introduce surgical challenges that may necessitate conversion from minimally invasive surgery to thoracotomy, incomplete resection, delays in planned surgeries, or occurrence of severe adverse events.
While immunotherapy strategies are better established for stage I and III NSCLC, there remains no clear consensus on the optimal approach for resectable stage II disease. In light of this gap, we aimed to review the current evidence on immunotherapy in resectable stage II NSCLC, focusing on its potential to enhance survival and minimize disease relapse. We present this article in accordance with the PRISMA reporting checklist (available at https://vats.amegroups.com/article/view/10.21037/vats-25-46/rc).
Methods
Search strategy
A literature search was conducted on PubMed and Scopus for studies published over the past ten years (2015 to February 2025) to capture the most recent and relevant data (Appendix 1). The following Boolean search strings were used: (immunotherapy) AND (resectable) AND (lung cancer OR non-small cell lung cancer OR NSCLC) for PubMed and (TITLE-ABS-KEY(“non-small cell lung cancer” OR NSCLC OR “lung cancer”)) AND (TITLE-ABS-KEY(resectable)) AND (TITLE-ABS-KEY(immunotherapy)) for Scopus. No language or publication date filters were applied during the initial search. However, non-English publications were excluded during the screening phase. All identified records were imported into Covidence for initial screening. Two independent reviewers assessed titles and abstracts for relevance based on the predefined inclusion and exclusion criteria. Full-text articles were retrieved for studies that passed the initial screening. Additionally, the reference lists of included studies were reviewed to identify any additional eligible articles.
Study inclusion
All study designs, other than case reports, review articles, systematic reviews and meta-analyses, published between 2015 and February 2025 were considered, provided they met our inclusion criteria, which were developed using the Problem, Intervention, Comparison, Outcome, and Study design (PICOS) framework. While case reports were excluded, we included case series that reported outcomes for multiple patients, as they provide valuable information on safety, feasibility, and preliminary efficacy of perioperative immunotherapy in resectable NSCLC.
The study population of interest included patients with resectable or potentially resectable stage II NSCLC. Studies involving unresectable or metastatic disease, small cell lung cancer, or those limited exclusively to stage III disease were excluded.
The interventions of interest were immunotherapy, specifically ICIs, used as perioperative treatment. Studies focused on other perioperative treatments, such as chemotherapy, radiotherapy, or stereotactic radiotherapy, were excluded. However, studies examining combination therapies, such as immunotherapy combined with another modality, were included.
The outcomes of interest included recurrence rates, overall survival (OS), progression-free survival, disease-free survival (DFS), major pathological response (MPR), complete pathological response (pCR), as well as safety and adverse events.
Study quality assessment
For randomized controlled trials (RCTs), we used the Cochrane Risk of Bias tool (RoB 2) (3), which evaluates five domains: the randomization process, deviations from intended interventions, missing outcome data, measurement of outcomes, and selection of the reported results. Each trial was then categorized as having a low risk of bias, some concerns, or a high risk of bias (Figure 1). For non-randomized studies, we used the Methodological Index for Non-Randomized Studies (MINORS) tool (4), which includes 12 methodological criteria (Table 1). Each criterion is scored from 0 to 2 (0= not reported, 1= reported but inadequate, 2= reported and adequate). The global ideal score is 16 for non-comparative studies and 24 for comparative studies. For case series, we used the JBI Critical Appraisal Tool for Case Series (57), which consists of 10 questions. Each item is assessed by the reviewer and rated as “yes”, “no”, “unclear” or “not applicable” (Appendix 2).
Table 1
| Author (ref.) | Year | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | Total |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Serena Mao (5) | 2024 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 12 |
| Ze-Rui Zhao (6) | 2024 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 20 |
| Xiaojie Huang (7) | 2024 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 1 | 2 | 2 | 2 | 19 |
| Junfeng Zhao (8) | 2023 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 12 |
| Fan Zhang (9) | 2021 | 2 | 2 | 0 | 2 | 1 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 19 |
| Ngoc-Quynh Chu (10) | 2024 | 2 | 2 | 0 | 2 | 1 | 2 | 2 | 0 | x | x | x | x | 11 |
| Greta Ali (11) | 2023 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 20 |
| Min Fang (12) | 2022 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 12 |
| Xun Wang (13) | 2024 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 12 |
| Bolun Zhou (14) | 2024 | 2 | 2 | 1 | 2 | 2 | 2 | 2 | 1 | x | x | x | x | 14 |
| Chao Zhang (15) | 2022 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 12 |
| Matthew J. Bott (16) | 2019 | 2 | 2 | 2 | 2 | 1 | 2 | 2 | 0 | x | x | x | x | 13 |
| Kinan El Husseini (17) | 2021 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 20 |
| Chengli Du (18) | 2023 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 12 |
| Brian S. Henick (19) | 2024 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 12 |
| Catherine A. Shu (20) | 2020 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 14 |
| Jamie E. Chaft (21) | 2022 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 14 |
| Arafat Tfayli (22) | 2020 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | x | x | x | x | 16 |
| Tina Cascone (23) | 2023 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 24 |
| Marie Wislez (24) | 2022 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | x | x | x | x | 16 |
| Ze-Rui Zhao (25) | 2023 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 18 |
| Yulong Chen (26) | 2023 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 12 |
| Qing Chang (27) | 2024 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 20 |
| Fuqiang Dai (28) | 2022 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 0 | 2 | 2 | 18 |
| Dongje Ma (29) | 2022 | 2 | 2 | 0 | 1 | 2 | 2 | 2 | 0 | x | x | x | x | 11 |
| Joshua E. Reuss (30) | 2020 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 14 |
| Xuchen Zhang (31) | 2024 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 2 | 1 | 2 | 19 |
| Shugeng Gao (32) | 2020 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 14 |
| Dijan Shen (33) | 2021 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 14 |
| Chao Zhang (34) | 2024 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 14 |
| Leyla Ay (35) | 2024 | 1 | 2 | 2 | 1 | 2 | 2 | 2 | 0 | x | x | x | x | 12 |
| Mengjie Lei (36) | 2024 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 20 |
| Joseph Seitlinger (37) | 2025 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 20 |
| Betty C. Tong (38) | 2022 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 14 |
| Baihua Zhang (39) | 2022 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 20 |
| Yichen Dong (40) | 2025 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 20 |
| Junqi Wu (41) | 2022 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 20 |
| Walid Shalata (42) | 2024 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 12 |
| Zuo Liu (43) | 2022 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 20 |
| Jie Shen (44) | 2023 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 20 |
| Charlotte Tegenbosch (45) | 2024 | 2 | 2 | 0 | 1 | 2 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 19 |
| Xuhua Huang (46) | 2024 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 2 | x | x | x | x | 14 |
| Camille Mathey-Andrews (47) | 2023 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 1 | 2 | 2 | 2 | 19 |
| Ze-Rui Zhao (48) | 2024 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 14 |
| Alessandro Brunelli (49) | 2024 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 12 |
| Hope Feldman (50) | 2024 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 0 | 1 | 2 | 21 |
| Yan Hu (51) | 2021 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 12 |
| Tao Hong (52) | 2021 | 2 | 1 | 0 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 11 |
| Long Jiang (53) | 2021 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 12 |
| Zhenlin Yang (54) | 2024 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 0 | 2 | 2 | 2 | 2 | 20 |
| Valerie W. Rusch (55) | 2023 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | x | x | x | x | 16 |
| Chengbin Tang (56) | 2024 | 1 | 1 | 0 | 2 | 2 | 2 | 2 | 0 | x | x | x | x | 10 |
1. Clearly defined study aim; 2. Inclusion of consecutive patients; 3. Prospective data collection; 4. Endpoints aligned with the study aim; 5. Unbiased assessment of endpoints; 6. Appropriate duration of follow-up; 7. Loss to follow-up below 5%; 8. Prospective calculation of sample size; 9. Presence of an adequate control group; 10. Comparison groups recruited during the same time period; 11. Baseline equivalence between groups; 12. Use of appropriate statistical analyses. MINORS, Methodological Index for Non-Randomized Studies.
Data extraction and planned analysis
Data was compiled into a structured form that included the following basic parameters for each study: first author, geographic location of the study, study period, study design, sample size, and intervention (Table 2). Findings were summarized qualitatively, emphasizing trends in pathological response, survival outcomes, and safety. Patterns across studies, including the impact of neoadjuvant versus adjuvant immunotherapy and combination strategies with chemotherapy or radiotherapy, were highlighted.
Table 2
| Title | First author | Year of publication | Country | Design | Study years | Stages | Intervention | Sample size | Main findings |
|---|---|---|---|---|---|---|---|---|---|
| A brief report on the patterns of mediastinal nodal failure in resectable stage IB-IIIA NSCLC treated with neoadjuvant immunotherapy combinations, a secondary analysis of a prospective trial (5) | Serena Mao | 2024 | USA | Prospective cohort | 2015–2021 | IB–IIIA | Neoadjuvant nivolumab-based treatments | 23 | 9% (n=2) out of 23 patients, who were treated with neoadjuvant ICI followed by resection, developed mediastinal recurrence |
| Adjuvant immunotherapy does not improve survival in non-small cell lung cancer with major/complete pathologic response after induction immunotherapy (6) | Ze-Rui Zhao | 2024 | China | Retrospective cohort | 2019–2023 | IIA–IIB–IIIB | Adjuvant ICI | 208 | DFS and OS rates between adjuvant ICI (n=117) and control group (n=91) did not differ statistically |
| Clinical Outcomes associated with neoadjuvant therapy for the treatment of resectable non-small cell lung cancer in real-world practice (7) | Xiaojie Huang | 2024 | China | Retrospective cohort | 2018–2021 | IIA–IIIB | Chemotherapy (n=83), ımmunotherapy (n=23), chemoimmunotherapy (n=152) | 258 | The radiologic response rate and MPR rate were higher in the combined immunochemotherapy group (n=152) in comparison to chemotherapy (n=83) or immunotherapy (n=23) group |
| Comparative Efficacy and Safety of Neoadjuvant Immunotherapy with Chemotherapy versus Chemotherapy Alone in Non-Small Cell Lung Cancer: A Propensity Score and Inverse Probability Treatment Weighting Analysis (8) | Junfeng Zhao | 2023 | China | Retrospective cohort | 2014–2023 | I–III | Neoadjuvant chemotherapy (n=116), neoadjuvant immunochemotherapy (n=116) | 232 | Patients who received neoadjuvant chemoimmunotherapy demonstrated substantially improved outcomes compared with those who received neoadjuvant chemotherapy, with higher 3-year DFS (75.2% vs. 43.3%, P<0.001) and 3-year OS (91.5% vs 58.0%, P<0.001) |
| Comparison of surgical difficulty in patients with resectable non-small cell lung cancer under different neoadjuvant treatment modes: a retrospective cohort study (9) | Fan Zhang | 2021 | China | Retrospective cohort | 2018–2019 | IA–IIIB | Neoadjuvant sintilimab (n=37), upfront surgery (n=37), neoadjuvant chemotherapy (n=37) | 111 | Postoperative complications were more commonly seen in the neoadjuvant immunotherapy group (37.8%) compared with the upfront surgery group (10.8%; P=0.013) and the neoadjuvant chemotherapy group (16.2%; P=0.036) |
| Determinants of successful minimally invasive surgery for resectable non-small cell lung cancer after neoadjuvant therapy (10) | Ngoc-Quynh Chu | 2024 | USA | Retrospective cohort | 2013–2022 | IB–IIIB | Neoadjuvant systemic therapy | 627 | Type of neoadjuvant therapy was not a significant determinant of success in minimally invasive surgery |
| Different pathological response and histological features following neoadjuvant chemotherapy or chemo-immunotherapy in resected non-small cell lung cancer (11) | Greta Ali | 2023 | Italy | Retrospective cohort study | 2017–2021 | II–III | Chemotherapy (n=14) vs. chemoimmunotherapy (n=12) | 26 | A better pathological response is observed in the chemo-immunotherapy cohort, in which 6 of 12 patients (50.0%) achieved MPR ≤10% and 1 of 12 (8.3%) achieved pCR, whereas no patient treated with chemotherapy alone achieved pCR or MPR ≤10% |
| Efficacy and safety evaluation of neoadjuvant immunotherapy plus chemotherapy for resectable non-small cell lung cancer in real world (12) | Min Fang | 2022 | China | Retrospective cohort | 2019–2021 | IB–IIIB | PD-1 inhibitors (nivolumab, pembrolizumab, camrelizumab, toripalimab, sintilimab, and tislelizumab) combined with platinum-based chemotherapy | 211 | Treatment-related adverse events were reported in 46.4% of patients who received immunotherapy plus chemotherapy, with grade 3–4 events occurring in 13.3% (13/98) |
| Efficacy of neoadjuvant chemo-immunotherapy in non-small cell lung cancer: a real-world, multicenter, retrospective study (13) | Xun Wang | 2024 | China | Retrospective cohort | 2019–2022 | IB–IIIB | Neoadjuvant chemoimmunotherapy | 158 | Twenty-four patients (15.2%) experienced grade 3 or higher immune-related adverse events, while 95 patients (60.1%) achieved a MPR, including 62 (39.2%) with a pCR |
| Five-year follow-up of neoadjuvant PD-1 inhibitor (sintilimab) in non-small cell lung cancer (14) | Bolun Zhou | 2024 | China | Clinical trial | 2018–2019 | IA–IIIB | Neoadjuvant sintilimab | 40 | Patients were given two intravenous doses of sintilimab (200 mg) as neoadjuvant therapy, and after a median follow-up of 61.0 months, the 5-year DFS and OS rates among those who underwent R0 resection were 65.7% and 80.4%, respectively |
| Induction immune-checkpoint inhibitors for resectable oncogene-mutant NSCLC: A multicenter pooled analysis (15) | Chao Zhang | 2022 | China | Retrospective observational | N/A | II–IVA | Neoadjuvant immunotherapy | 40 oncogene- mutant NSCLC | Among 40 NSCLC patients with oncogenic mutations who received induction immunotherapy, the response rate was 62.5%, with 2 patients experiencing disease progression; 39 underwent surgery with a 97.4% R0 resection rate, and MPR and pCR were achieved in 37.5% and 12.5% of patients, respectively |
| Initial results of pulmonary resection after neoadjuvant nivolumab in patients with resectable non-small cell lung cancer (16) | Matthew J. Bott | 2019 | USA | Phase ı clinical trial | 2015–2016 | I–IIIA | Neoadjuvant nivolumab | 20 | 20 patients underwent resection, with 7 of 13 minimally invasive procedures (54%) requiring conversion to thoracotomy, no operative deaths, and morbidity occurring in 10 patients (50%) |
| Lung Cancer Surgery after Treatment with Anti-PD1/PD-L1 Immunotherapy for Non-Small-Cell Lung Cancer: A Case-Cohort Study (17) | Kinan El Husseini | 2021 | France | Retrospective cohort | 2015–2021 | II–III | Immunotherapy (n=25) vs. control (n=34) | 59 | Major pathological response was observed in 44% of ICI patients versus 23.5% of controls (P=0.049), with surgery showing more tissue fibrosis/inflammation in the ICI group (P<0.01) but no differences in operating time (P=0.81), conversion rates (P=0.46), perioperative complications (P=0.94), and disease-free survival was higher in the ICI group [HR =0.30 (0.13–0.71), P=0.02] |
| Neo-adjuvant chemotherapy plus immunotherapy in resectable N1/N2 NSCLC (18) | Chengli Du | 2023 | China | Retrospective cohort | N/A | IIB–IIIB | Neoadjuvant chemoimmunotherapy | 75 | Among 75 patients receiving neoadjuvant chemoimmunotherapy, 69 (92%) experienced treatment-related adverse effects, with grade 3–4 events in 8 (10%), all underwent R0 resection, achieving a 60% MPR rate and 36% pCR rate, and nodal clearance was observed in 67% of N1 and 77% of N2 patients |
| Neoadjuvant atezolizumab + chemotherapy for resectable NSCLC: 3-year clinical update of phase II clinical trial results and translational findings (19) | Brian S. Henick | 2024 | USA | Phase ıı clinical trial | 2016–2019 | IB–IIIA | Neoadjuvant atezolizumab + chemotherapy | 29 | Of 30 patients enrolled to receive four cycles of atezolizumab, carboplatin, and nab-paclitaxel before surgery, 29 proceeded to the operating room, 26 underwent R0 resection with 17 achieving MPR (including 10 pCR), and after a median follow-up of 39.5 months, median OS and DFS were 55.8 and 34.5 months, respectively |
| Neoadjuvant atezolizumab and chemotherapy in patients with resectable non-small-cell lung cancer: an open-label, multicentre, single-arm, phase 2 trial (20) | Catherine A. Shu | 2020 | USA; Canada | Single-arm, phase 2 trial | 2016–2019 | IB–IIIA | Atezolizumab + carboplatin and nab-paclitaxel | 30 | In 30 patients receiving atezolizumab, nab-paclitaxel, and carboplatin, 29 (97%) proceeded to surgery and 26 (87%) achieved R0 resection, 17 patients (57%; 95% CI: 37–75%) achieved a major pathological response |
| Neoadjuvant atezolizumab for resectable non-small cell lung cancer: an open-label, single-arm phase II trial (21) | Jamie E. Chaft | 2022 | USA | Phase 2 clinical trial | 2017–2020 | IB–IIIB | Neoadjuvant atezolizumab monotherapy | 181 | Among the 143 patients included in the primary endpoint analysis, 20% (95% CI: 14–28%) achieved an MPR |
| Neoadjuvant chemotherapy and Avelumab in early stage resectable nonsmall cell lung cancer (22) | Arafat Tfayli | 2020 | Lebanon | Phase 2 clinical trial | 2018–2019 | IB,II, IIIA | Neoadjuvant chemotherapy plus avelumab | 15 | Preoperative chemotherapy plus avelumab was well tolerated with no unexpected side effects and 26.7% experiencing grade III/IV toxicity, but only four patients achieved a radiologic response, fewer than the six required to proceed, indicating no increase in surgical complications and that adding immunotherapy did not improve the overall response rate, leading to early termination of the study |
| Neoadjuvant chemotherapy plus nivolumab with or without ipilimumab in operable non-small cell lung cancer: the phase 2 platform NEOSTAR trial (23) | Tina Cascone | 2023 | USA | Phase 2 clinical trial | 2018–2020 | IB–IIIA | Nivolumab + CT (n=22) vs. ipilimumab + nivolumab + CT (n=22) | 44 | MPR was achieved in 32.1% of patients (7/22; 80% CI, 18.7–43.1%) in the Nivo+CT arm and 50% (11/22; 80% CI: 34.6–61.1%) in the Ipi+Nivo+CT arm |
| Neoadjuvant durvalumab for resectable non-small-cell lung cancer (NSCLC): results from a multicenter study (IFCT-1601 IONESCO) (24) | Marie Wislez | 2022 | France | Phase 2 clinical trial | 2017–2019 | IB–IIIA | Neoadjuvant durvalumab | 46 | Among the 43 operated patients, 41 (89%; 95% CI: 80.1–98.1%) achieved complete resection and eight (19%) achieved MPR, with 12-month OS and DFS rates of 89% (95% CI: 75.8–95.3%) and 78% (95% CI: 63.4–87.7%), respectively, among all 46 patients |
| Neoadjuvant durvalumab with or without stereotactic body radiotherapy in patients with early-stage non-small-cell lung cancer: a single-centre, randomised phase 2 trial (58) | Nasser K. Altorki | 2021 | USA | Randomized, controlled phase 2 trial | 2017–2020 | I–IIIA | Durvalumab monotherapy (n=30) vs. durvalumab + stereotactic body radiotherapy (n=30) | 60 | MPR is achieved in 2 of 30 patients (6.7%; 95% CI: 0.8–22.1) receiving durvalumab monotherapy and 16 of 30 patients (53.3%; 95% CI: 34.3–71.7) receiving durvalumab plus radiotherapy, a significant difference (crude OR 16.0; 95% CI: 3.2–79.6; P<0.0001), with half of the responders in the dual therapy group achieving a complete pathological response |
| Neoadjuvant Immunotherapy in Oncogene-Positive Non-Small Cell Lung Cancer: A Multicenter Study (25) | Ze-Rui Zhao | 2023 | China | Retrospective cohort | 2018–2021 | IIA–IIIB | Neoadjuvant immunochemotherapy | 137 | Oncogenic alterations were detected in 22 of 137 patients (16%), with only 2 of these 22 patients (9%) achieving MPR, compared with 65 of 115 patients (56.5%) in the oncogene-negative group (P<0.001) |
| Neoadjuvant immunochemotherapy with pembrolizumab plus chemotherapy in resectable non-small cell lung cancer (26) | Yulong Chen | 2023 | China | Retrospective cohort | 2019–2022 | IIA–IIIC | Pembrolizumab plus chemotherapy | 61 | In this retrospective analysis of 61 patients receiving pembrolizumab plus chemotherapy, 31 (50.8%) achieved pCR and 38 (62.3%) achieved MPR, with both pCR (HR =0.093, P=0.0227) and MPR (HR =0.05357, P=0.0169) associated with significantly improved overall survival compared to their respective non-responding groups |
| Neoadjuvant immunology therapy in patients with non-small cell lung cancer and chronic obstructive pulmonary disease (27) | Qing Chang | 2024 | China | Retrospective cohort | 2018–2021 | IB–IIIB | Neoadjuvant immunotherapy with or without chemotherapy | 57 patients were enrolled and 18 of those were with coexisting COPD | Among 57 enrolled patients, 18 had coexisting COPD, and in this group, ORR, MPR, and pCR were 44.4%, 55.6%, and 38.9%, respectively, showing no significant differences compared with non-COPD patients |
| Neoadjuvant immunotherapy combined with chemotherapy significantly improved patients’ overall survival when compared with neoadjuvant chemotherapy in non-small cell lung cancer: A cohort study (28) | Fuqiang Dai | 2022 | China | Retrospective cohort study | 2017–2021 | N/A | Neoadjuvant immunotherapy combined with chemotherapy (n=20) vs. neoadjuvant chemotherapy (n=42) | 62 | Patients receiving immunotherapy demonstrated significantly improved overall survival and longer disease-free survival compared with those receiving chemotherapy |
| Neoadjuvant immunotherapy followed by surgery with curative intent in 35 patients with advanced NSCLC: the retrospective experiences of a multidisciplinary team (29) | Dongjie Ma | 2022 | China | Retrospective observational | 2019–2021 | IIB–IIIC | Chemotherapy combined with personalized immunotherapy | 35 | Among 35 patients, 17 (48.6%) achieved complete pathological remission, and 10 (28.6%) achieved major pathological remission |
| Neoadjuvant nivolumab or nivolumab plus ipilimumab in operable non-small cell lung cancer: the phase 2 randomized NEOSTAR trial (59) | Tina Cascone | 2021 | USA | Randomized controlled trial | 2017–2018 | IA–IIIA | Nivolumab (n=23) vs. nivolumab + Ipilimumab (n=21) | 44 (three patients did not complete planned neoadjuvant therapy: one in the nivolumab group and two in the nivolumab + ipilimumab arm) | The nivolumab + ipilimumab arm met the primary endpoint with 8 of 21 patients achieving MPR (38%), compared with a 22% MPR rate (5/23) in the nivolumab arm, and among 37 on trial resected patients, MPR rates were 24% (5/21) for nivolumab and 50% (8/16) for the combination therapy |
| Neoadjuvant Nivolumab plus Chemotherapy in Resectable Lung Cancer (60) | Patrick M. Forde | 2022 | USA; Romania; China; Canada; Spain; Japan | Randomized controlled trial | 2017–2019 | IB–IIIA | Nivolumab + chemotherapy (n=179) vs. chemotherapy alone (n=179) | 358 | Median event-free survival was 31.6 months (95% CI: 30.2 to not reached) with nivolumab plus chemotherapy versus 20.8 months (95% CI: 14.0–26.7) with chemotherapy alone, corresponding to a hazard ratio for disease progression, recurrence, or death of 0.63 (97.38% CI: 0.43–0.91; P=0.005) |
| Neoadjuvant nivolumab plus chemotherapy versus chemotherapy for resectable NSCLC: subpopulation analysis of Chinese patients in CheckMate 816 (61) | C. Wang | 2023 | China; USA | Randomized controlled trial | 2017–2019 | IB–IIIA | Nivolumab + chemotherapy (n=44) vs. chemotherapy (n=53) | 97 | At a minimum follow-up of 38.2 months, median EFS was not reached (95% CI: 23.4 months–not reached) in the nivolumab plus chemotherapy arm, compared with 13.9 months (95% CI: 8.3–34.3) in the chemotherapy arm, with a hazard ratio of 0.47 (95% CI: 0.25–0.88) |
| Neoadjuvant nivolumab plus ipilimumab in resectable non-small cell lung cancer (30) | Joshua E. Reuss | 2020 | USA | Multicenter, open-label single-arm phase Ib/II clinical trial | 2017–2018 | IB–IIIA | Nivolumab + ipilimumab | 9 | Of the 9 patients enrolled, 6 (67%) experienced TRAEs and 3 (33%) had grade ≥3 TRAEs, leading investigators to terminate the study arm early after enrollment of 9 out of 15 planned patients due to toxicity |
| Neoadjuvant nivolumab with or without relatlimab in resectable non-small-cell lung cancer: a randomized phase 2 trial (62) | Martin Schuler | 2024 | Germany; Belgium; Netherlands; USA; United Kingdom of Great Britain and Northern Ireland | Randomized controlled trial | 2020–2022 | IB, II, IIIA | Nivolumab (n=30) vs. nivolumab + relatlimab (n=30) | 60 | The study's primary endpoint, the ability to undergo surgery within 43 days, was achieved by all patients |
| Neoadjuvant PD-(L)1 blockade plus platinum-based chemotherapy for potentially resectable oncogene-positive non-small cell lung cancer (31) | Xuchen Zhang | 2024 | China | Retrospective cohort study | 2019–2023 | IIA–IIIB | Oncogene-positive immunochemotherapy group (n=18), oncogene-negative immunochemotherapy group (n=13), oncogene-positive chemo/tkıs group (n=15) | 46 (31 of them harboured oncogene alterations, including EGFR, KRAS, ERBB2, ROS1, MET, RET, ALK, and FGFR3 alterations) | In the oncogene-positive immunochemotherapy group, pCR and MPR rates were 22.2% (4/18) and 44.4% (8/18), compared with 0% (P=0.120) and 23.1% (3/13; P=0.276) in the oncogene-positive chemo/TKI group, and 46.7% (7/15; P=0.163) and 80.0% (12/15; P=0.072) in the oncogene-negative immunochemotherapy group, respectively |
| Neoadjuvant PD-1 inhibitor (sintilimab) in NSCLC (32) | Shugeng Gao | 2020 | China | Phase 1b clinical trial | 2018–2019 | IA–IIIB | Neoadjuvant sintilimab | 40 (37 underwent radical resection) | Of the 37 patients who underwent surgery, 15 (40.5%) achieved MPR, with six (16.2%) attaining a complete response in the primary tumor and three (8.1%) showing complete response in both the tumor and lymph nodes |
| Neoadjuvant pembrolizumab with chemotherapy for the treatment of stage IIB-IIIB resectable lung squamous cell carcinoma (33) | Dijan Shen | 2021 | China | Single-arm clinical trial | 2019–2020 | IIB–IIIB | Pembrolizumab with chemotherapy | 37 | Postoperative pathological analysis indicated a pCR in 17 patients (45.9%) |
| Neoadjuvant sintilimab combined with chemotherapy in resectable locally advanced non-small cell lung cancer: case series and literature review (63) | Cunli Yin | 2023 | China | Case series | 2021–2023 | IIB– IIIA– IIIB | Neoadjuvant Sintilimab and platinum-based chemotherapy | 13 | Nine patients (69.2%) achieved a pathologic complete response, with an objective response rate of 46.15%, and while nine patients experienced neoadjuvant treatment-related adverse events, only one (7.6%) had a grade 4 event |
| Neoadjuvant sintilimab plus chemotherapy in EGFR-mutant NSCLC: Phase 2 trial interim results (NEOTIDE/CTONG2104) (34) | Chao Zhang | 2024 | China | Phase II clinical trial | 2022–2023 | IIB–IIIB | Neoadjuvant sintilimab and platinum-based chemotherapy | 18 | All 18 patients underwent radical surgery, with one delay, and among them, 14 showed a confirmed radiological response, 44% achieved MPR, and none attained pCR |
| Neoadjuvant therapy in early-stage non-small cell lung cancer: A real-world analysis (35) | Leyla Ay | 2024 | Austria | Prospective observational | 2020–2023 | II–IIIC | Chemoimmunotherapy | 72 (after neoadjuvant therapy, 46 patients underwent surgery and 23 radiotherapy, resulting in 69 patients receiving local therapy) | Among the 46 patients who underwent surgery, 22 achieved pathological complete remission, 11 achieved major remission, and 12 had minor remission |
| Perioperative Durvalumab for Resectable Non-Small-Cell Lung Cancer (64) | John V. Heymach | 2023 | USA; Japan; Hungary; Austria; Russian Federation; China; Vietnam; Taiwan; Italy; United Kingdom of Great Britain and Northern Ireland; Germany | Randomized controlled trial | 2019–2022 | II–IIIB | Neoadjuvant/adjuvant durvalumab plus neoadjuvant chemotherapy (n=400) vs. neoadjuvant/adjuvant placebo plus neoadjuvant chemotherapy (n=402) | 802 | At 12 months, event-free survival was 73.4% (95% CI: 67.9–78.1%) in patients receiving durvalumab versus 64.5% (95% CI: 58.8–69.6%) with placebo, and the rate of pathological complete response was significantly higher with durvalumab compared to placebo (17.2% vs. 4.3%) |
| Perioperative immunotherapy plus chemotherapy versus chemotherapy alone for patients with resectable pulmonary lymphoepithelioma-like carcinoma (36) | Mengjie Lei | 2024 | China | Retrospective cohort study | 2010–2024 | II–IIIB | Perioperative immunochemotherapy (n=24) vs. chemotherapy alone (n=48) | 72 | The ORR was 75.0% in the IO-Chemo group versus 58.3% in the Chemo group (OR 0.47; 95% CI: 0.15–1.42; P=0.200), with MPR achieved in 54.2% versus 12.5% (OR 1.91; 95% CI: 1.22–2.99; P<0.001) and pCR in 33.3% versus 4.2% (OR 1.44; 95% CI: 1.08–1.92; P=0.002), respectively |
| Perioperative Nivolumab in Resectable Lung Cancer (65) | Tina Cascone | 2024 | USA | Randomized controlled trial | 2019–2022 | IIA–IIIB | Neoadjuvant/adjuvant nivolumab + chemotherapy (n=229) vs. neoadjuvant/adjuvant chemotherapy + placebo (n=232) | 461 | At 18 months, event-free survival was 70.2% in the nivolumab group versus 50.0% in the chemotherapy group (HR 0.58; 97.36% CI, 0.42–0.81; P<0.001), with pathological complete response rates of 25.3% versus 4.7% (OR 6.64; 95% CI: 3.40–12.97) and major pathological response rates of 35.4% versus 12.1% (OR 4.01; 95% CI: 2.48–6.49), respectively |
| Perioperative Outcomes of Neoadjuvant Therapy in Resectable Lung Cancer Patients with Endobronchial Disease in the Era of Personalized Medicine (37) | Joseph Seitlinger | 2025 | Canada; France | Retrospective cohort | 2015–2020 | II–III | Neoadjuvant therapy | 110 patients met the inclusion criteria, of which 37/110 patients had endobronchial lesions before starting neoadjuvant therapy | Patients with endobronchial lesions experienced a higher rate of pulmonary complications compared to those without lesions (5/37, 13.5% vs. 0/73, 0%; P=0.004) |
| Perioperative outcomes of pulmonary resection after neoadjuvant pembrolizumab in patients with non–small cell lung cancer (38) | Betty C. Tong | 2022 | USA | Phase 2 clinical trial | N/A | IB–IIIA | Neoadjuvant pembrolizumab | Of 35 patients enrolled, 30 received neoadjuvant pembrolizumab and 25 underwent lung resection | Among the 25 patients, 23 (92%) initially underwent a minimally invasive approach, of which 5 (21.7%) required conversion to thoracotomy; R0 resection was achieved in 22 patients (88%), and 7 patients (28%) exhibited a major pathological response |
| Perioperative Outcomes of Video-Assisted Thoracoscopic Surgery Versus Open Thoracotomy After Neoadjuvant Chemoimmunotherapy in Resectable NSCLC (39) | Baihua Zhang | 2022 | China | Retrospective cohort | 2019–2021 | IB–IIIB | Chemoimmunotherapy | 131 | Among 131 patients, VATS (38.5%) achieved comparable resection rates, recovery, morbidity, and RFS to open thoracotomy, while offering shorter operative time, less blood loss, and fewer postoperative ICU stays |
| Perioperative Pembrolizumab for Early-Stage Non-Small-Cell Lung Cancer (66) | Heather Wakelee | 2023 | USA; Canada | Randomized controlled trial | 2018–2021 | II, IIIA, IIIB | Neoadjuvant/adjuvant pembrolizumab + chemotherapy (n=397) vs. neoadjuvant/adjuvant placebo + chemotherapy (n=400) | 797 | At 24 months, pembrolizumab improved event-free survival compared with placebo (62.4% vs. 40.6%) and resulted in significantly higher rates of major pathological response (30.2% vs. 11.0%) and pathological complete response (18.1% vs. 4.0%) |
| Perioperative tislelizumab plus neoadjuvant chemotherapy for patients with resectable non-small cell lung cancer (RATIONALE-315): an interim analysis of a randomised clinical trial (67) | Dongsheng Yue | 2024 | China | Randomized controlled trial | 2020–2022 | II–IIIA | Tislelizumab plus neoadjuvant chemotherapy (n=226) vs. placebo plus neoadjuvant chemotherapy (n=227) | 453 | Tislelizumab markedly improved event-free survival compared with placebo and produced a substantially higher major pathological response rate (56% vs. 15%) |
| Prognostic Impact of Adjuvant Immunotherapy in Patients with Resectable NSCLC After Neoadjuvant Chemoimmunotherapy: A Brief Report (40) | Yichen Dong | 2025 | China | Retrospective cohort | 2019–2022 | IB–IIIB | Adjuvant immunotherapy (n=176) vs. no adjuvant immunotherapy (n=176) | 352 | Patients who received adjuvant immunotherapy had significantly better survival outcomes, with improved recurrence-free survival (HR 0.63, 95% CI: 0.41–0.98, P=0.037) and overall survival (HR 0.27, 95% CI: 0.13–0.57, P<0.001) compared with those who did not |
| Real-world clinical outcomes of neoadjuvant immunotherapy combined with chemotherapy in resectable non-small cell lung cancer (41) | Junqi Wu | 2022 | China | Retrospective cohort | 2018–2020 | IB–IIIB | Pembrolizumab combined with chemotherapy (n=42) vs. nivolumab combined with chemotherapy (n=34) | 76 | MPR occurred in 49 patients (64%), including 28 who achieved a complete pathologic response |
| Real-World Clinical Outcomes of Neoadjuvant Platinum-Based Chemotherapy with Nivolumab in Non-Small Cell Lung Cancer (42) | Walid Shalata | 2024 | Israel | Retrospective cohort | 2022–2023 | II–III | Neoadjuvant chemotherapy with nivolumab | 56 | Among the 56 participants, 44 proceeded to surgery, with lobar resection performed in 95% of them; PET-CT demonstrated an 86% rate of response or stable disease, and pathology revealed complete or major responses in 61% of patients |
| Real-World Effectiveness and Prognostic Factors Analysis of Stages I–III Non-Small Cell Lung Cancer Following Neoadjuvant Chemo-Immunotherapy or Neoadjuvant Chemotherapy (43) | Zuo Liu | 2022 | China | Retrospective cohort | 2018–2020 | IB–IIIB | Neoadjuvant chemotherapy (n=91) vs. neoadjuvant chemoimmunotherapy (n=79) | 170 | Over a median follow-up of 17 months (95% CI: 15.54–18.47), 65 patients (38.2%) experienced an endpoint event, including 44 patients (48.3%) in the NCT group and 21 patients (26.6%) in the NCIT group |
| Real-world outcomes of immunotherapy-based neoadjuvant therapy in resectable non-small cell lung cancer (44) | Jie Shen | 2023 | China | Retrospective cohort study | 2019–2022 | IB–IIIC | Immunotherapy based neoadjuvant therapy (n=31) vs. neoadjuvant chemotherapy alone (n=20) | 51 | Immunotherapy-based neoadjuvant treatment led to higher major pathologic response (41.9% vs. 15.0%; 95% CI: 0.008–0.468; P=0.043) and pathologic complete response rates (19.4% vs. 5%; 95% CI: –0.069, 0.318; P=0.223) compared with chemotherapy alone |
| Recurrence Risk and its impact on current treatment strategies in early and locally advanced NSCLC (45) | Charlotte Tegenbosch | 2024 | Belgium | Retrospective cohort | 2017–2021 | I–IIIA | 167 | Among surgically treated patients, 21.7% of those ineligible for (neo)adjuvant ICI experienced recurrence, while 12 of 20 ICI-eligible patients had no recurrence at a 34.1-month median follow-up, indicating many would have been overtreated, and recurrence risk and poorer progression-free survival were significantly linked to treatment type and TNM stage (P<0.05) | |
| Safety and efficacy of tislelizumab plus chemotherapy as preoperative treatment in potentially resectable locally advanced non-small-cell lung cancer patients (46) | Xuhua Huang | 2024 | China | Retrospective cohort | 2019–2022 | II–IIII | Tislelizumab + chemotherapy | 40 | Of the 40 patients meeting study criteria, 23 underwent curative surgery, with significant clinical and pathological downstaging, an objective response rate of 65%, a major pathological remission rate of 56.5%, and a pathological complete remission rate of 34.8% |
| Safety and feasibility of minimally invasive lobectomy after neoadjuvant immunotherapy for non–small cell lung cancer (47) | Camille Mathey-Andrews | 2023 | USA | Retrospective cohort | 2010–2018 | I–III | Neoadjuvant immunotherapy with or without chemotherapy (n=218) vs. neoadjuvant chemotherapy (n=4,011) | 4229 | In a propensity-score matched analysis, rates of MIS lobectomy, conversion to open surgery, nodal downstaging, margin positivity, 30-day readmission, and 30- and 90-day mortality were similar between patients receiving immunotherapy and those receiving chemotherapy alone |
| Stereotactic body radiotherapy with sequential tislelizumab and chemotherapy as neoadjuvant therapy in patients with resectable non-small-cell lung cancer in China (SACTION01): a single-arm single-center, phase 2 trial (48) | Ze-Rui Zhao | 2024 | China | Single arm, Phase 2 trial | 2022–2023 | IIA–IIIB | SBRT followed by immunochemotherapy (tislelizumab plus platinum based chemotherapy) | 46 | Among 46 patients, 35 (76%; 95% CI: 61–87) achieved MPR, and grade 3 or higher neoadjuvant treatment-related adverse events occurred in 12 patients (26%; 95% CI: 14–41%) |
| Surgical and Pathological Results Following Neoadjuvant Nivolumab and Platinum-Based Chemotherapy for Locally Advanced Resectable NSCLC: A Multicentre Real-World Series From England (49) | Alessandro Brunelli | 2024 | United Kingdom of Great Britain | Retrospective cohort | 2023–2024 | II–IIIB | Neoadjuvant nivolumab in combination with platinum-based chemotherapy | 130 | Of 130 patients who began neoadjuvant treatment, 121 (93.1%) proceeded to surgery, with pCR achieved in 38 (31.4%) and MPR in 57 (47.1%) of surgical patients, and the rates of pCR and MPR were similar between clinical stage II and III patients (P=0.90 and P=0.66, respectively) |
| Surgical outcomes after chemotherapy plus nivolumab and chemotherapy plus nivolumab and ipilimumab in patients with non-small cell lung cancer (50) | Hope Feldman | 2024 | USA | Phase 2 clinical trial | 2018–2020 | IB–IIIA | Nivo + CT (n=22) vs. Ipi + Nivo + CT (n=22) | 44 | About half of the cases (22/42, 52.3%) were deemed more complex than a standard lobectomy |
| Surgical outcomes after neoadjuvant chemoimmunotherapy for resectable non-small cell lung cancer (51) | Yan Hu | 2021 | China | Retrospective cohort | 2019–2021 | IB–IIIB | Neoadjuvant chemoimmunotherapy | 20 | Final pathology revealed major pathologic response in eight patients, including five (25%) with complete response, and 18 of 20 patients (90%) showed downstaging |
| Surgical perspective in neoadjuvant chemoimmunotherapy for stage II–III non-small cell lung (52) | Tao Hong | 2021 | China | Retrospective cohort | 2020–2021 | IIA–IIIC | Neoadjuvant chemoimmunotherapy | 25 | Eleven patients (44%) underwent thoracotomy, and three procedures (12%) were converted from minimally invasive approaches due to dense hilar lymph node adhesions complicating vascular dissection |
| The surgical perspective in neoadjuvant immunotherapy for resectable non-small cell lung cancer (53) | Long Jiang | 2021 | China | Retrospective cohort | 2018–2020 | II–III | Neoadjuvant immunotherapy and neoadjuvant chemoimmunotherapy | 31 | Among 31 patients, 12 achieved major pathological response, 15 showed pathological downstaging, three had no residual tumor, seven had positive surgical margins, and 18 experienced one or more postoperative complications |
| Treatment patterns and clinical outcomes of patients with resectable non-small cell lung cancer receiving neoadjuvant immunochemotherapy: A large scale, multicenter real world study (NeoR-World) (54) | Zhenlin Yang | 2024 | China | Retrospective cohort | 2010–2022 | I–III | Neoadjuvant immunochemotherapy (n=408) vs. neoadjuvant chemotherapy (n=638) | 1,092 | Immunotherapy plus chemotherapy significantly improved pCR rate (32.4% vs. 6.4%; P<0.001), disease-free survival (HR 0.50; 95% CI: 0.38–0.68; P<0.001), and overall survival (HR 0.61; 95% CI: 0.40–0.94; P=0.024) compared with chemotherapy alone in the primary propensity-matched cohort and across most key subgroups |
| Surgical results of the Lung Cancer Mutation Consortium 3 trial: A phase II multicenter single-arm study to investigate the efficacy and safety of atezolizumab as neoadjuvant therapy in patients with stages IB-select IIIB resectable non-small cell lung cancer (55) | Valerie W. Rusch | 2023 | USA | Phase 2 clinical trial | 2017–2020 | IB–IIIB | Atezolizumab | 181 | The major pathological response rate was 20% (29/143; 95% CI: 14–28%) and the pathological complete response rate was 6% (8/143; 95% CI: 2–11%) |
| The efficacy of neoadjuvant immunotherapy combined with chemotherapy in resectable stage II-IV non-small cell lung cancer: a preliminary study (56) | Chengbin Tang | 2024 | China | Retrospective cohort | 2019–2022 | II–IV | Neoadjuvant immunotherapy combined with chemotherapy | 78 | The rates of pCR and MPR were 26.25% and 21.87%, respectively |
CI, confidence interval; COPD, chronic obstructive pulmonary disease; DFS, disease-free survival; EFS, event-free survival; HR, hazard ratio; ICI, immune checkpoint inhibitor; ICU, intensive care unit; MPR, major pathological response; NSCLC, non-small cell lung cancer; OR, odds ratio; ORR, objective response rate; OS, overall survival; pCR, complete pathological response; PD-1, programmed cell death 1; RFS, recurrence-free survival; SBRT, stereotactic body radiotherapy; TNM, tumour-node-metastasis; TRAEs, treatment-related adverse events; VATS, video-assisted thoracoscopic surgery.
Where possible, hazard ratios, risk and response rates were collected and presented to allow for comparison across studies. Descriptive synthesis also included evaluation of recurrence patterns and the influence of patient characteristics, tumor histology, and molecular status on outcomes.
This planned analysis approach aimed to provide a comprehensive overview of current evidence for perioperative immunotherapy in resectable NSCLC, with particular attention to data relevant to stage II disease and areas requiring further research.
Results
A total of 676 studies were imported for screening, with 4 duplicates identified manually and an additional 261 duplicates detected by Covidence, leaving 411 studies for title and abstract screening. Following this initial screening, 63 studies were excluded during the title and abstract screening. The studies were excluded for the following reasons: not relevant population (n=18; e.g., non-NSCLC studies, unresectable or metastatic-only cohorts), not relevant intervention (n=21; studies without immunotherapy or using chemotherapy, targeted therapy, or radiation alone), and not relevant study type (n=24; reviews, editorials, commentaries, conference abstracts, guidelines and basic science research). 348 full-text articles were assessed for eligibility. Of these, 286 studies were excluded for the following reasons: 155 were review articles, 22 focused solely on stage III disease, 37 examined the wrong intervention, 35 had an inappropriate study design, 14 were meta-analyses, 9 were study protocols, 6 involved the wrong patient population, 3 assessed the wrong outcomes, 3 were conducted in an unsuitable setting, and 2 were not published in English. Ultimately, 62 studies met the inclusion criteria and were included in the systematic review (Figure 2). The majority of studies were conducted in China, followed by the United States, with a smaller number from European countries. Most of the studies evaluated immunochemotherapy (n=31). Nine studies included immune monotherapy and one included dual immunotherapy. One study included immunochemotherapy in combination with SBRT. Nine studies included immune monotherapy and immunochemotherapy. Two evaluated immunochemotherapy and dual immunotherapy in combination with chemotherapy. One study assessed immune monotherapy and immunotherapy in combination with SBRT. Two studies included immune monotherapy and dual immunotherapy. One included neoadjuvant immunotherapy and adjuvant immune monotherapy with or with our radiation. Three studies investigated neoadjuvant immunochemotherapy and adjuvant immune monotherapy. One study incorporated immune monotherapy, dual immunotherapy and immunochemotherapy. Finally, one study did not specify the type of immunotherapy (Table 3).
Table 3
| Title | First author | Type of immunotherapy |
|---|---|---|
| A brief report on the patterns of mediastinal nodal failure in resectable stage IB-IIIA NSCLC treated with neoadjuvant immunotherapy combinations, a secondary analysis of a prospective trial (5) | Serena Mao | Immune monotherapy, dual immunotherapy, immunochemotherapy |
| Adjuvant immunotherapy does not improve survival in non-small cell lung cancer with major/complete pathologic response after induction immunotherapy (6) | Ze-Rui Zhao | Immune monotherapy, immunochemotherapy |
| Clinical Outcomes associated with neoadjuvant therapy for the treatment of resectable non-small cell lung cancer in real-world practice (7) | Xiaojie Huang | Immune monotherapy, immunochemotherapy |
| Comparative Efficacy and Safety of Neoadjuvant Immunotherapy with Chemotherapy versus Chemotherapy Alone in Non-Small Cell Lung Cancer: A Propensity Score and Inverse Probability Treatment Weighting Analysis (8) | Junfeng Zhao | Immunochemotherapy |
| Comparison of surgical difficulty in patients with resectable non-small cell lung cancer under different neoadjuvant treatment modes: a retrospective cohort study (9) | Fan Zhang | Immune monotherapy |
| Determinants of successful minimally invasive surgery for resectable non-small cell lung cancer after neoadjuvant therapy (10) | Ngoc-Quynh Chu | Immune monotherapy, immunochemotherapy |
| Different pathological response and histological features following neoadjuvant chemotherapy or chemo-immunotherapy in resected non-small cell lung cancer (11) | Greta Ali | Immunochemotherapy |
| Efficacy and safety evaluation of neoadjuvant immunotherapy plus chemotherapy for resectable non-small cell lung cancer in real world (12) | Min Fang | Immunochemotherapy |
| Efficacy of neoadjuvant chemo-immunotherapy in non-small cell lung cancer: a real-world, multicenter, retrospective study (13) | Xun Wang | Immunochemotherapy |
| Five-year follow-up of neoadjuvant PD-1 inhibitor (sintilimab) in non-small cell lung cancer (14) | Bolun Zhou | Immune monotherapy |
| Induction immune-checkpoint inhibitors for resectable oncogene-mutant NSCLC: A multicenter pooled analysis (15) | Chao Zhang | Immunochemotherapy [although the study describes neoadjuvant immunotherapy broadly, nearly all patients (91.2%) received it in combination with chemotherapy] |
| Initial results of pulmonary resection after neoadjuvant nivolumab in patients with resectable non-small cell lung cancer (16) | Matthew J. Bott | Immune monotherapy |
| Lung Cancer Surgery after Treatment with Anti-PD1/PD-L1 Immunotherapy for Non-Small-Cell Lung Cancer: A Case-Cohort Study (17) | Kinan El Husseini | Immune monotherapy |
| Neo-adjuvant chemotherapy plus immunotherapy in resectable N1/N2 NSCLC (18) | Chengli Du | Immunochemotherapy |
| Neoadjuvant atezolizumab + chemotherapy for resectable NSCLC: 3-year clinical update of phase II clinical trial results and translational findings. (19) | Brian S. Henick | Immunochemotherapy |
| Neoadjuvant atezolizumab and chemotherapy in patients with resectable non-small-cell lung cancer: an open-label, multicentre, single-arm, phase 2 trial (20) | Catherine A. Shu | Immunochemotherapy |
| Neoadjuvant atezolizumab for resectable non-small cell lung cancer: an open-label, single-arm phase II trial (21) | Jamie E. Chaft | Immune monotherapy |
| Neoadjuvant chemotherapy and Avelumab in early stage resectable nonsmall cell lung cancer (22) | Arafat Tfayli | Immunochemotherapy |
| Neoadjuvant chemotherapy plus nivolumab with or without ipilimumab in operable non-small cell lung cancer: the phase 2 platform NEOSTAR trial (23) | Tina Cascone | Immunochemotherapy, dual immunotherapy in combination with chemotherapy |
| Neoadjuvant durvalumab for resectable non-small-cell lung cancer (NSCLC): results from a multicenter study (IFCT-1601 IONESCO) (24) | Marie Wislez | Immune monotherapy |
| Neoadjuvant durvalumab with or without stereotactic body radiotherapy in patients with early-stage non-small-cell lung cancer: a single-centre, randomised phase 2 trial (58) | Nasser K. Altorki | Immune monotherapy, immunotherapy in combination with SBRT |
| Neoadjuvant Immunotherapy in Oncogene-Positive Non-Small Cell Lung Cancer: A Multicenter Study (25) | Ze-Rui Zhao | Immune monotherapy, immunochemotherapy |
| Neoadjuvant immunochemotherapy with pembrolizumab plus chemotherapy in resectable non-small cell lung cancer (26) | Yulong Chen | Immunochemotherapy |
| Neoadjuvant immunology therapy in patients with non-small cell lung cancer and chronic obstructive pulmonary disease (27) | Qing Chang | Immune monotherapy, immunochemotherapy |
| Neoadjuvant immunotherapy combined with chemotherapy significantly improved patients’ overall survival when compared with neoadjuvant chemotherapy in non-small cell lung cancer: A cohort study (28) | Fuqiang Dai | Immunochemotherapy |
| Neoadjuvant immunotherapy followed by surgery with curative intent in 35 patients with advanced NSCLC: the retrospective experiences of a multidisciplinary team (29) | Dongjie Ma | Immunochemotherapy |
| Neoadjuvant nivolumab or nivolumab plus ipilimumab in operable non-small cell lung cancer: the phase 2 randomized NEOSTAR trial (59) | Tina Cascone | Immune monotherapy, dual immunotherapy |
| Neoadjuvant Nivolumab plus Chemotherapy in Resectable Lung Cancer (60) | Patrick M. Forde | Immunochemotherapy |
| Neoadjuvant nivolumab plus chemotherapy versus chemotherapy for resectable NSCLC: subpopulation analysis of Chinese patients in CheckMate 816 (61) | C. Wang | Immunochemotherapy |
| Neoadjuvant nivolumab plus ipilimumab in resectable non-small cell lung cancer (30) | Joshua E. Reuss | Dual immunotherapy |
| Neoadjuvant nivolumab with or without relatlimab in resectable non-small-cell lung cancer: a randomized phase 2 trial (62) | Martin Schuler | Immune monotherapy, dual immunotherapy |
| Neoadjuvant PD-(L)1 blockade plus platinum-based chemotherapy for potentially resectable oncogene-positive non-small cell lung cancer (31) | Xuchen Zhang | Immunochemotherapy |
| Neoadjuvant PD-1 inhibitor (sintilimab) in NSCLC (32) | Shugeng Gao | Immune monotherapy |
| Neoadjuvant pembrolizumab with chemotherapy for the treatment of stage IIB-IIIB resectable lung squamous cell carcinoma (33) | Dijan Shen | Immunochemotherapy |
| Neoadjuvant sintilimab combined with chemotherapy in resectable locally advanced non-small cell lung cancer: case series and literature review (63) | Cunli Yin | Immunochemotherapy |
| Neoadjuvant sintilimab plus chemotherapy in EGFR-mutant NSCLC: Phase 2 trial interim results (NEOTIDE/CTONG2104) (34) | Chao Zhang | Immunochemotherapy |
| Neoadjuvant therapy in early-stage non-small cell lung cancer: A real-world analysis (35) | Leyla Ay | Immunochemotherapy |
| Perioperative Durvalumab for Resectable Non-Small-Cell Lung Cancer (64) | John V. Heymach | Neoadjuvant immunochemotherapy, adjuvant immune monotherapy |
| Perioperative immunotherapy plus chemotherapy versus chemotherapy alone for patients with resectable pulmonary lymphoepithelioma-like carcinoma (36) | Mengjie Lei | Immunochemotherapy |
| Perioperative Nivolumab in Resectable Lung Cancer (65) | Tina Cascone | Immunochemotherapy |
| Perioperative Outcomes of Neoadjuvant Therapy in Resectable Lung Cancer Patients with Endobronchial Disease in the Era of Personalized Medicine (37) | Joseph Seitlinger | Immune monotherapy Immunochemotherapy |
| Perioperative outcomes of pulmonary resection after neoadjuvant pembrolizumab in patients with non–small cell lung cancer (38) | Betty C. Tong | Immune monotherapy |
| Perioperative Outcomes of Video-Assisted Thoracoscopic Surgery Versus Open Thoracotomy After Neoadjuvant Chemoimmunotherapy in Resectable NSCLC (39) | Baihua Zhang | Immunochemotherapy |
| Perioperative Pembrolizumab for Early-Stage Non–Small-Cell Lung Cancer (66) | Heather Wakelee | Neoadjuvant immunochemotherapy, adjuvant immune monotherapy |
| Perioperative tislelizumab plus neoadjuvant chemotherapy for patients with resectable non-small cell lung cancer (RATIONALE-315): an interim analysis of a randomised clinical trial (67) | Dongsheng Yue | Neoadjuvant Immunochemotherapy, adjuvant immune monotherapy with or without radiotherapy |
| Prognostic Impact of Adjuvant Immunotherapy in Patients with Resectable NSCLC After Neoadjuvant Chemoimmunotherapy: A Brief Report (40) | Yichen Dong | Neoadjuvant immunochemotherapy, adjuvant immune monotherapy |
| Real-world clinical outcomes of neoadjuvant immunotherapy combined with chemotherapy in resectable non-small cell lung cancer (41) | Junqi Wu | Immunochemotherapy |
| Real-World Clinical Outcomes of Neoadjuvant Platinum-Based Chemotherapy with Nivolumab in Non-Small Cell Lung Cancer (42) | Walid Shalata | Immunochemotherapy |
| Real-World Effectiveness and Prognostic Factors Analysis of Stages I–III Non-Small Cell Lung Cancer Following Neoadjuvant Chemo-Immunotherapy or Neoadjuvant Chemotherapy (43) | Zuo Liu | Immunochemotherapy |
| Real-world outcomes of immunotherapy-based neoadjuvant therapy in resectable non-small cell lung cancer (44) | Jie Shen | Immune monotherapy, immunochemotherapy |
| Recurrence Risk and its impact on current treatment strategies in early and locally advanced NSCLC (45) | Charlotte Tegenbosch | Unspecified immunotherapy |
| Safety and efficacy of tislelizumab plus chemotherapy as preoperative treatment in potentially resectable locally advanced non-small-cell lung cancer patients (46) | Xuhua Huang | Immunochemotherapy |
| Safety and feasibility of minimally invasive lobectomy after neoadjuvant immunotherapy for non–small cell lung cancer (47) | Camille Mathey-Andrews | Immune monotherapy, immunochemotherapy |
| Stereotactic body radiotherapy with sequential tislelizumab and chemotherapy as neoadjuvant therapy in patients with resectable non-small-cell lung cancer in China (SACTION01): a single-arm single-center, phase 2 trial (48) | Ze-Rui Zhao | SBRT with immunochemotherapy |
| Surgical and Pathological Results Following Neoadjuvant Nivolumab and Platinum-Based Chemotherapy for Locally Advanced Resectable NSCLC: A Multicentre Real-World Series From England (49) | Alessandro Brunelli | Immunochemotherapy |
| Surgical outcomes after chemotherapy plus nivolumab and chemotherapy plus nivolumab and ipilimumab in patients with non-small cell lung cancer (50) | Hope Feldman | Immunochemotherapy; dual immunotherapy with chemotherapy |
| Surgical outcomes after neoadjuvant chemoimmunotherapy for resectable non-small cell lung cancer (51) | Yan Hu | Immunochemotherapy |
| Surgical perspective in neoadjuvant chemoimmunotherapy for stage II–III non-small cell lung (52) | Tao Hong | Immunochemotherapy |
| The surgical perspective in neoadjuvant immunotherapy for resectable non-small cell lung cancer (53) | Long Jiang | Immune monotherapy, immunochemotherapy |
| Treatment patterns and clinical outcomes of patients with resectable non-small cell lung cancer receiving neoadjuvant immunochemotherapy: A large scale, multicenter real world study (NeoR-World) (54) | Zhenlin Yang | Immunochemotherapy |
| Surgical results of the Lung Cancer Mutation Consortium 3 trial: A phase II multicenter single-arm study to investigate the efficacy and safety of atezolizumab as neoadjuvant therapy in patients with stages IB-select IIIB resectable non-small cell lung cancer (55) | Valerie W. Rusch | Immune monotherapy |
| The efficacy of neoadjuvant immunotherapy combined with chemotherapy in resectable stage II-IV non-small cell lung cancer: a preliminary study (56) | Chengbin Tang | Immunochemotherapy |
SBRT, stereotactic body radiotherapy.
Quality of included studies
All included randomized clinical trials (58-62,64-67) were assessed using the RoB 2 tool and were judged to have a low risk of bias. A total of 52 non-randomized studies were evaluated for methodological quality using the MINORS criteria. One study (56) scored 10 points, 3 studies (10,29,52) scored 11 points, 13 studies (5,8,12,13,15,18,19,26,35,42,49,51,53) scored 12 points, 1 study (16) scored 13 points, 10 studies (14,20,21,30,32-34,38,46,48) scored 14 points, 3 studies (22,24,55) scored 16 points, 2 studies (25,28) scored 18 points, 5 studies (7,9,31,45,47) scored 19 points, 12 studies (6,11,17,27,36,37,39-41,43,44,54) scored 20 points, 1 study (50) scored 21 points and 1 study (23) scored 24 points. Finally, a case series (63) is assessed using JBI Critical Appraisal Tool for Case Series and met the criteria for inclusion in the systematic review, fulfilling all appraisal items except “clear reporting of the presenting site demographic information”.
Pathological and radiological responses
A large number of studies shows an increased rate of pCR and MPR in patients who were treated with immunotherapy (Table 4). Among studies investigating immunochemotherapy, one study investigated the pathological responses of 61 patients with 10 out of 13 patients with stage II disease obtaining an MPR with neoadjuvant pembrolizumab plus chemotherapy (26). Another study reported that MPR rates were 32.1% in the nivolumab plus chemotherapy arm and 50% in the ipilimumab plus nivolumab plus chemotherapy arm. However, the exact number of patients with stage II disease was not given (23). A different single-arm, phase II study investigated atezolizumab in combination with chemotherapy and found that 57% of patients had a MPR in a cohort of 30 patients including 7 with stage II disease (20). A clinical trial investigating neoadjuvant avelumab plus chemotherapy reported four radiologic responses, one complete response and three partial responses out of 15 patients including 5 with stage II disease according to the RECIST 1.1 criteria radiologically, which was lower than minimum six responses needed to continue the study resulting in the termination of the study (22). A phase 1b study with 40 patients reports MPR of 40.5% and pCR of 16.2% with sintilimab as immune monotherapy. In this study, 7 patients out of 40 had stage II disease (32). A study investigating neoadjuvant durvalumab as immune monotherapy for resectable NSCLC in cohort of 46 patients including 40 patients with stage II disease reported that 8 patients achieved MPR with early termination of the study due to 4 postoperative deaths, which were not related to durvalumab-related toxicity (24). Additionally, trials evaluating combined modalities report similar results: A single-arm, phase II trial that investigates stereotactic body radiotherapy (SBRT) combined with tislelizumab and chemotherapy as a neoadjuvant therapy reports an MPR rate of 76% in 46 patients including 8 patients with stage IIB disease (48). In summary, across immunochemotherapy, monotherapy, and multimodal regimens, multiple studies reported measurable pathological responses in cohorts that included stage II patients.
Table 4
| Title | First author | Intervention | MPR rate (%) | pCR rate (%) |
|---|---|---|---|---|
| Clinical Outcomes associated with neoadjuvant therapy for the treatment of resectable non-small cell lung cancer in real-world practice (7) | Xiaojie Huang | Chemotherapy, immunotherapy, chemoimmunotherapy | 10.8, 8.7, 53.9 | – |
| Comparative Efficacy and Safety of Neoadjuvant Immunotherapy with Chemotherapy versus Chemotherapy Alone in Non-Small Cell Lung Cancer: A Propensity Score and Inverse Probability Treatment Weighting Analysis (8) | Junfeng Zhao | Neoadjuvant chemotherapy, neoadjuvant immunochemotherapy | 20.7, 66.4 | 2.6, 44.8 |
| Different pathological response and histological features following neoadjuvant chemotherapy or chemo-immunotherapy in resected non-small cell lung cancer (11) | Greta Ali | Chemotherapy, chemoimmunotherapy | 0, 58.3 | 0, 8.3 |
| Efficacy and safety evaluation of neoadjuvant immunotherapy plus chemotherapy for resectable non-small cell lung cancer in real world (12) | Min Fang | PD-1 inhibitors combined with platinum-based chemotherapy | 57.3 | 37.9 |
| Efficacy of neoadjuvant chemo-immunotherapy in non-small cell lung cancer: a real-world, multicenter, retrospective study (13) | Xun Wang | Neoadjuvant chemoimmunotherapy | 60.1 | 39.2 |
| Induction immune-checkpoint inhibitors for resectable oncogene-mutant NSCLC: A multicenter pooled analysis (15) | Chao Zhang | Neoadjuvant immunotherapy | 37.5 | 12.5 |
| Initial results of pulmonary resection after neoadjuvant nivolumab in patients with resectable non-small cell lung cancer (16) | Matthew J. Bott | Neoadjuvant nivolumab | 45 | – |
| Lung Cancer Surgery after Treatment with Anti-PD1/PD-L1 Immunotherapy for Non-Small-Cell Lung Cancer: A Case-Cohort Study. (17) | Kinan El Husseini | Immunotherapy | 44 | 28 |
| Neo-adjuvant chemotherapy plus immunotherapy in resectable N1/N2 NSCLC (18) | Chengli Du | Neoadjuvant chemoimmunotherapy | 60 | 36 |
| Neoadjuvant atezolizumab + chemotherapy for resectable NSCLC: 3-year clinical update of phase II clinical trial results and translational findings (19) | Brian S. Henick | Neoadjuvant atezolizumab + chemotherapy | 57 (intention-to-treat population) | 33 (intention-to-treat population) |
| Neoadjuvant atezolizumab and chemotherapy in patients with resectable non-small-cell lung cancer: an open-label, multicentre, single-arm, phase 2 trial (20) | Catherine A. Shu | Atezolizumab + carboplatin and nab-paclitaxel | 57 (intention-to-treat population) | 33 (intention-to-treat population) |
| Neoadjuvant atezolizumab for resectable non-small cell lung cancer: an open-label, single-arm phase II trial (21) | Jamie E. Chaft | Neoadjuvant atezolizumab monotherapy | 20 (per protocol) | 6 (per protocol) |
| Neoadjuvant chemotherapy and Avelumab in early stage resectable nonsmall cell lung cancer (22) | Arafat Tfayli | Neoadjuvant chemotherapy plus avelumab | – | 9 (per protocol) |
| Neoadjuvant chemotherapy plus nivolumab with or without ipilimumab in operable non-small cell lung cancer: the phase 2 platform NEOSTAR trial (23) | Tina Cascone | Nivolumab + chemotherapy, ipilimumab + nivolumab + chemotherapy | 32.1, 50 | 18.2, 18.2 |
| Neoadjuvant durvalumab for resectable non-small-cell lung cancer (NSCLC): results from a multicenter study (IFCT-1601 IONESCO) (24) | Marie Wislez | Neoadjuvant durvalumab | 19 (per protocol) | 7 (per protocol) |
| Neoadjuvant durvalumab with or without stereotactic body radiotherapy in patients with early-stage non-small-cell lung cancer: a single-centre, randomised phase 2 trial (58) | Nasser K. Altorki | Durvalumab monotherapy, durvalumab + stereotactic body radiotherapy | 6.7, 53.3 (intention-to-treat population) | –, 26.6 (intention-to-treat population) |
| Neoadjuvant Immunotherapy in Oncogene-Positive Non-Small Cell Lung Cancer: A Multicenter Study (25) | Ze-Rui Zhao | Neoadjuvant immunochemotherapy | 9 (oncogene + group) | – |
| Neoadjuvant immunochemotherapy with pembrolizumab plus chemotherapy in resectable non-small cell lung cancer (26) | Yulong Chen | Pembrolizumab plus chemotherapy | 62.30 | 50.82 |
| Neoadjuvant immunology therapy in patients with non-small cell lung cancer and chronic obstructive pulmonary disease (27) | Qing Chang | Neoadjuvant immunotherapy with or without chemotherapy | 62.30 (COPD patients) | 50.82 (COPD patients) |
| Neoadjuvant immunotherapy combined with chemotherapy significantly improved patients’ overall survival when compared with neoadjuvant chemotherapy in non-small cell lung cancer: A cohort study (28) | Fuqiang Dai | Neoadjuvant immunotherapy combined with chemotherapy, neoadjuvant chemotherapy | 78.95, 10.26 | 57.89, 5.13 |
| Neoadjuvant immunotherapy followed by surgery with curative intent in 35 patients with advanced NSCLC: the retrospective experiences of a multidisciplinary team (29) | Dongjie Ma | Chemotherapy combined with personalized immunotherapy | 48.6 | 28.6 |
| Neoadjuvant nivolumab or nivolumab plus ipilimumab in operable non-small cell lung cancer: the phase 2 randomized NEOSTAR trial (59) | Tina Cascone | Nivolumab, nivolumab + ipilimumab | 22, 38 (intention-to-treat population) | 9, 29 (intention-to-treat population) |
| Neoadjuvant Nivolumab plus Chemotherapy in Resectable Lung Cancer (60) | Patrick M. Forde | Nivolumab + chemotherapy, chemotherapy alone | 36.9, 8.9 | 24, 2.2 |
| Neoadjuvant nivolumab plus chemotherapy versus chemotherapy for resectable NSCLC: subpopulation analysis of Chinese patients in CheckMate 816 (61) | C. Wang | Nivolumab + chemotherapy, chemotherapy | 34.1, 7.5 | 25, 1.9 |
| Neoadjuvant nivolumab plus ipilimumab in resectable non-small cell lung cancer (30) | Joshua E. Reuss | Nivolumab + ipilimumab | – | 33 (per protocol) |
| Neoadjuvant nivolumab with or without relatlimab in resectable non-small-cell lung cancer: a randomized phase 2 trial (62) | Martin Schuler | Nivolumab, nivolumab + relatlimab | 27, 30 | – |
| Neoadjuvant PD-(L)1 blockade plus platinum-based chemotherapy for potentially resectable oncogene-positive non-small cell lung cancer (31) | Xuchen Zhang | Oncogene-positive immunochemotherapy group, oncogene-negative immunochemotherapy group, oncogene-positive chemo/TKIs group | 44.4, 80, 23.1 | 22.2, 46.7, 0 |
| Neoadjuvant PD-1 inhibitor (sintilimab) in NSCLC (32) | Shugeng Gao | Neoadjuvant sintilimab | 40.5 (per protocol) | 16.2 (per protocol) |
| Neoadjuvant pembrolizumab with chemotherapy for the treatment of stage IIB-IIIB resectable lung squamous cell carcinoma (33) | Dijan Shen | Pembrolizumab with chemotherapy | 64.9 | 45.9 |
| Neoadjuvant sintilimab combined with chemotherapy in resectable locally advanced non-small cell lung cancer: case series and literature review (63) | Cunli Yin | Neoadjuvant sintilimab and platinum-based chemotherapy | – | 69.2 |
| Neoadjuvant sintilimab plus chemotherapy in EGFR-mutant NSCLC: Phase 2 trial interim results (NEOTIDE/CTONG2104) (34) | Chao Zhang | Neoadjuvant sintilimab and platinum-based chemotherapy | 44 | 0 |
| Neoadjuvant therapy in early-stage non-small cell lung cancer: A real-world analysis (35) | Leyla Ay | Chemoimmunotherapy | 23.9 (per protocol) | 47.8 (per protocol) |
| Perioperative Durvalumab for Resectable Non-Small-Cell Lung Cancer (64) | John V. Heymach | Neoadjuvant/adjuvant durvalumab plus neoadjuvant chemotherapy, neoadjuvant/adjuvant placebo plus neoadjuvant chemotherapy | – | 17.2, 4.3 |
| Perioperative immunotherapy plus chemotherapy versus chemotherapy alone for patients with resectable pulmonary lymphoepithelioma-like carcinoma. (36) | Mengjie Lei | Perioperative immunochemotherapy, chemotherapy alone | 54.2, 12.5 | 33.3, 4.2 |
| Perioperative Nivolumab in Resectable Lung Cancer (65) | Tina Cascone | Neoadjuvant/adjuvant nivolumab + chemotherapy, neoadjuvant/adjuvant chemotherapy + placebo | 35.4, 12.1 | 25.3, 4.7 |
| Perioperative outcomes of pulmonary resection after neoadjuvant pembrolizumab in patients with non–small cell lung cancer (38) | Betty C. Tong | Neoadjuvant pembrolizumab | 28 (per protocol) | – |
| Perioperative Outcomes of Video-Assisted Thoracoscopic Surgery Versus Open Thoracotomy After Neoadjuvant Chemoimmunotherapy in Resectable NSCLC (39) | Baihua Zhang | Chemoimmunotherapy | 53.4 | – |
| Perioperative Pembrolizumab for Early-Stage Non–Small-Cell Lung Cancer (66) | Heather Wakelee | Neoadjuvant/adjuvant pembrolizumab + chemotherapy, neoadjuvant/adjuvant placebo + chemotherapy | 30.2, 11 | 18.1, 4 |
| Perioperative tislelizumab plus neoadjuvant chemotherapy for patients with resectable non-small cell lung cancer (RATIONALE-315): an interim analysis of a randomised clinical trial (67) | Dongsheng Yue | Tislelizumab plus neoadjuvant chemotherapy, placebo plus neoadjuvant chemotherapy | 56, 15 | 41, 6 |
| Prognostic Impact of Adjuvant Immunotherapy in Patients with Resectable NSCLC After Neoadjuvant Chemoimmunotherapy: A Brief Report (40) | Yichen Dong | Adjuvant immunotherapy (n=176) vs. no adjuvant immunotherapy (n=176) | – | 29.7 |
| Real-world clinical outcomes of neoadjuvant immunotherapy combined with chemotherapy in resectable non-small cell lung cancer (41) | Junqi Wu | Pembrolizumab combined with chemotherapy, nivolumab combined with chemotherapy | 71, 56 | 40, 32 |
| Real-World Clinical Outcomes of Neoadjuvant Platinum-Based Chemotherapy with Nivolumab in Non-Small Cell Lung Cancer (42) | Walid Shalata | Neoadjuvant chemotherapy with nivolumab | 61.4 (per protocol) | 36.4 (per protocol) |
| Real-world outcomes of immunotherapy-based neoadjuvant therapy in resectable non-small cell lung cancer (44) | Jie Shen | Immunotherapy based neoadjuvant therapy, neoadjuvant chemotherapy alone | 41.9, 15 | 19.4, 5 |
| Safety and efficacy of tislelizumab plus chemotherapy as preoperative treatment in potentially resectable locally advanced non-small-cell lung cancer patients (46) | Xuhua Huang | Tislelizumab + chemotherapy | 56.52 | 34.78 |
| Stereotactic body radiotherapy with sequential tislelizumab and chemotherapy as neoadjuvant therapy in patients with resectable non-small-cell lung cancer in China (SACTION01): a single-arm single-center, phase 2 trial (48) | Ze-Rui Zhao | SBRT followed by immunochemotherapy (tislelizumab plus platinum based chemotherapy) | 76 | 55 (per protocol) |
| Surgical and Pathological Results Following Neoadjuvant Nivolumab and Platinum-Based Chemotherapy for Locally Advanced Resectable NSCLC: A Multicentre Real-World Series From England (49) | Alessandro Brunelli | Neoadjuvant nivolumab in combination with platinum-based chemotherapy | 47.1 (per protocol) | 31.4 (per protocol) |
| Surgical outcomes after neoadjuvant chemoimmunotherapy for resectable non-small cell lung cancer (51) | Yan Hu | Neoadjuvant chemoimmunotherapy | 40 | 25 |
| Surgical perspective in neoadjuvant chemoimmunotherapy for stage II–III non-small cell lung (52) | Tao Hong | Neoadjuvant chemoimmunotherapy | 52 | 32 |
| The surgical perspective in neoadjuvant immunotherapy for resectable non-small cell lung cancer (53) | Long Jiang | Neoadjuvant immunotherapy and neoadjuvant chemoimmunotherapy | 38.7 | 9.7 |
| Treatment patterns and clinical outcomes of patients with resectable non-small cell lung cancer receiving neoadjuvant immunochemotherapy: A large scale, multicenter real world study (NeoR-World) (54) | Zhenlin Yang | Neoadjuvant immunochemotherapy | 58.1 | 32.8 |
| Surgical results of the Lung Cancer Mutation Consortium 3 trial: A phase II multicenter single-arm study to investigate the efficacy and safety of atezolizumab as neoadjuvant therapy in patients with stages IB-select IIIB resectable non-small cell lung cancer (55) | Valerie W. Rusch | Atezolizumab | 20 (per protocol) | 6 (per protocol) |
| The efficacy of neoadjuvant immunotherapy combined with chemotherapy in resectable stage II-IV non-small cell lung cancer: a preliminary study (56) | Chengbin Tang | Neoadjuvant immunotherapy combined with chemotherapy | 21.8 | 26.25 |
COPD, chronic obstructive pulmonary disease; MPR, major pathological response; NSCLC, non-small cell lung cancer; pCR, complete pathological response; PD-1, programmed cell death 1; PD-L1, programmed cell death ligand-1; SBRT, stereotactic body radiotherapy; TKI, tyrosine kinase inhibitor.
Although most studies deal with oncogene-negative patients, there are also studies that investigate ICIs for resectable oncogene-mutant NSCLC (25,34). A study conducted by Zhang et al. investigating immunochemotherapy reported an MPR rate of 37.5% and pCR rate of 12.5% in a 40 oncogene-mutated NSCLC cohort of 40 patients with 25% of patients having stage II disease (15). Huang et al. reported that an improved MPR was also achieved in the immunochemotherapy combined therapy group compared with the chemotherapy group and the immunotherapy group (53.9% vs. 10.8% vs. 8.7%). Stage II disease was present in 23 of 83 patients in the combined immunochemotherapy group, 9 of 23 in the immunotherapy group, and 49 of 152 in the chemotherapy group (7). Another study reported that compared to chemotherapy or TKI treatment, neoadjuvant therapy combining PD-L1 blockade combined with platinum-based chemotherapy resulted in higher pCR and MPR rates in patients with resectable oncogene-mutant NSCLC; however, these response rates remained lower than those observed in oncogene-negative patients treated with PD-L1 blockade (31). These findings suggest that neoadjuvant immunotherapy may induce meaningful pathological responses in patients with oncogene-mutant NSCLC, including those with stage II disease.
Several studies have focused on specific patient subgroups to better understand variations in treatment response and clinical outcomes. Chang et al. investigated neoadjuvant immune monotherapy and immunochemotherapy in a subgroup of patients consisting of patients with chronic obstructive pulmonary disease (COPD) and they report that the objective response rate (ORR), MPR, and pCR were not significantly different from non-COPD group. 2 patients in COPD group and 4 patients in the non-COPD group had stage II disease (27). A study by Shen et al. investigated squamous cell carcinoma subgroup receiving neoadjuvant pembrolizumab and chemotherapy and reports pCR of 45.9% and an MPR of 64.9% (33). Another study by Lei et al. reported an MPR of 54.2% in immunochemotherapy group in lymphoepithelioma-like carcinoma (36). A study investigated the results of CHECKMATE-816 study in Chinese patients and found consistent findings reporting that nivolumab plus chemotherapy improved event-free survival (EFS) and pCR in comparison to chemotherapy. In this subgroup 31 patients had stage II disease out of 97 patients (61). Pathological responses, including MPR and pCR, were observed across diverse patient subgroups, with stage II patients represented in each cohort.
Another study that investigates the effect of multidisciplinary team-based model consisting of physicians from the departments of thoracic surgery, respiratory and critical care medicine, pathology, radiology, nuclear medicine and radiotherapy reported that multidisciplinary team-based model has satisfactory results in patient selection for radical resection and pathological remission. However, the cohort in this study only includes 2 patients with stage II disease out of 35 patients (29).
OS, EFS and DFS outcomes
Numerous studies have investigated DFS, EFS and OS in patients with resectable lung cancer who received adjuvant or neoadjuvant immunotherapy, aiming to evaluate long-term outcomes and prognostic factors (Table 5). Preoperative immunotherapy has consistently demonstrated promise in the treatment of resectable NSCLC.
Table 5
| Title | First author | Intervention | OS | OS rate (%) | EFS | EFS rate (%) | DFS | DFS rate (%) |
|---|---|---|---|---|---|---|---|---|
| Adjuvant immunotherapy does not improve survival in non-small cell lung cancer with major/complete pathologic response after induction immunotherapy (6) | Ze-Rui Zhao | Adjuvant ICI | 3 years | 89.1 | – | – | 3 years | 90.2 |
| Clinical Outcomes associated with neoadjuvant therapy for the treatment of resectable non-small cell lung cancer in real-world practice (7) | Xiaojie Huang | Chemoimmunotherapy | – | – | – | – | 3 years | 68.79 |
| Comparative Efficacy and Safety of Neoadjuvant Immunotherapy with Chemotherapy versus Chemotherapy Alone in Non-Small Cell Lung Cancer: A Propensity Score and Inverse Probability Treatment Weighting Analysis (8) | Junfeng Zhao | Neoadjuvant immunochemotherapy | 3 years | 91.5 | – | – | 3 years | 75.2 |
| Efficacy and safety evaluation of neoadjuvant immunotherapy plus chemotherapy for resectable non-small cell lung cancer in real world (12) | Min Fang | PD-1 inhibitors combined with platinum-based chemotherapy | – | – | – | – | 1 year | 80.6 |
| Efficacy of neoadjuvant chemo-immunotherapy in non-small cell lung cancer: a real-world, multicenter, retrospective study (13) | Xun Wang | Neoadjuvant chemoimmunotherapy | 2 years | 80.6 | – | – | – | – |
| Five-year follow-up of neoadjuvant PD-1 inhibitor (sintilimab) in non-small cell lung cancer (14) | Bolun Zhou | Neoadjuvant sintilimab | 5 years | 80.4 | – | – | 5 years | 65.7 |
| Neo-adjuvant chemotherapy plus immunotherapy in resectable N1/N2 NSCLC (18) | Chengli Du | Neoadjuvant chemoimmunotherapy | 1 years | 95.5 | – | – | – | – |
| Neoadjuvant atezolizumab + chemotherapy for resectable NSCLC: 3-year clinical update of phase II clinical trial results and translational findings. (19) | Brian S. Henick | Neoadjuvant atezolizumab + chemotherapy | 3 years | 77 | – | – | – | – |
| Neoadjuvant atezolizumab for resectable non-small cell lung cancer: an open-label, single-arm phase II trial (21) | Jamie E. Chaft | Neoadjuvant atezolizumab monotherapy | 3 years | 80 | – | – | 3 years | 72 |
| Neoadjuvant chemotherapy plus nivolumab with or without ipilimumab in operable non-small cell lung cancer: the phase 2 platform NEOSTAR trial (23) | Tina Cascone | Ipilimumab + nivolumab + chemotherapy (n=22) | – | – | 2 years | 77 | – | – |
| Neoadjuvant durvalumab for resectable non-small-cell lung cancer (NSCLC): results from a multicenter study (IFCT-1601 IONESCO) (24) | Marie Wislez | Neoadjuvant durvalumab | 1 year | 89 | – | – | 1 year | 78 |
| Neoadjuvant Immunotherapy in Oncogene-Positive Non-Small Cell Lung Cancer: A Multicenter Study (25) | Ze-Rui Zhao | Neoadjuvant immunochemotherapy | – | – | 1 year | 75.4 (oncogene + group) | – | – |
| Neoadjuvant immunochemotherapy with pembrolizumab plus chemotherapy in resectable non-small cell lung cancer (26) | Yulong Chen | Pembrolizumab plus chemotherapy | 3 years | 95.08 | – | – | – | – |
| Neoadjuvant immunology therapy in patients with non-small cell lung cancer and chronic obstructive pulmonary disease (27) | Qing Chang | Neoadjuvant immunotherapy with or without chemotherapy | 2 years | 88.5 (COPD patients) | 2 years | 73.7 (COPD patients) | – | – |
| Neoadjuvant immunotherapy combined with chemotherapy significantly improved patients’ overall survival when compared with neoadjuvant chemotherapy in non-small cell lung cancer: A cohort study (28) | Fuqiang Dai | Neoadjuvant immunotherapy combined with chemotherapy | 3 years | 100 | – | – | – | – |
| Neoadjuvant nivolumab plus chemotherapy versus chemotherapy for resectable NSCLC: subpopulation analysis of Chinese patients in CheckMate 816 (61) | C. Wang | Nivolumab + chemotherapy | – | – | 3 years | 59 | – | – |
| Neoadjuvant nivolumab with or without relatlimab in resectable non-small-cell lung cancer: a randomized phase 2 trial (62) | Martin Schuler | Nivolumab + relatlimab | 1 year | 100 | 1 year | 93 | – | – |
| Neoadjuvant PD-(L)1 blockade plus platinum-based chemotherapy for potentially resectable oncogene-positive non-small cell lung cancer (31) | Xuchen Zhang | Oncogene-positive immunochemotherapy group | – | – | 2 years | 77.8 | – | – |
| Neoadjuvant therapy in early-stage non-small cell lung cancer: A real-world analysis (35) | Leyla Ay | Chemoimmunotherapy | 2 years | 90 | – | – | 2 years | 81 |
| Perioperative Durvalumab for Resectable Non-Small-Cell Lung Cancer (64) | John V. Heymach | Neoadjuvant/adjuvant durvalumab plus neoadjuvant chemotherapy | – | – | 1 year | 73.4 | – | – |
| Perioperative Nivolumab in Resectable Lung Cancer (65) | Tina Cascone | Neoadjuvant/adjuvant nivolumab + chemotherapy | – | – | 18 months | 70.2 | – | – |
| Perioperative Pembrolizumab for Early-Stage Non–Small-Cell Lung Cancer (66) | Heather Wakelee | Neoadjuvant/adjuvant pembrolizumab + chemotherapy (n=397) vs. neoadjuvant/adjuvant placebo + chemotherapy (n=400) | 2 years | 80.9 | 2 years | 62.4 | – | – |
| Real-world outcomes of immunotherapy-based neoadjuvant therapy in resectable non-small cell lung cancer (44) | Jie Shen | Immunotherapy based neoadjuvant therapy (n=31) vs. neoadjuvant chemotherapy alone (n=20) | 18 months | 95.8 | 18 months | 74.7 | – | – |
| Safety and efficacy of tislelizumab plus chemotherapy as preoperative treatment in potentially resectable locally advanced non-small-cell lung cancer patients (46) | Xuhua Huang | Tislelizumab + chemotherapy | 1 year | 90 | – | – | – | – |
| Stereotactic body radiotherapy with sequential tislelizumab and chemotherapy as neoadjuvant therapy in patients with resectable non-small-cell lung cancer in China (SACTION01): a single-arm single-center, phase 2 trial (48) | Ze-Rui Zhao | SBRT followed by immunochemotherapy (tislelizumab plus platinum based chemotherapy) | – | – | 18 months | 80 | – | – |
| Treatment patterns and clinical outcomes of patients with resectable non-small cell lung cancer receiving neoadjuvant immunochemotherapy: A large scale, multicenter real world study (NeoR-World) (54) | Zhenlin Yang | Neoadjuvant immunochemotherapy | 2 years | 93.1 | – | – | 2 years | 82 |
| Perioperative tislelizumab plus neoadjuvant chemotherapy for patients with resectable non-small cell lung cancer (RATIONALE-315): an interim analysis of a randomised clinical trial (67) | Dongsheng Yue | Tislelizumab plus neoadjuvant chemotherapy | 2 years | 89 | 2 years | 68 | – | – |
COPD, chronic obstructive pulmonary disease; DFS, disease-free survival; EFS, event-free survival; ICI, immune checkpoint inhibitor; OS, overall survival; PD-1, programmed cell death 1; SBRT, stereotactic body radiotherapy.
Reported rates of DFS and OS vary between studies, reflecting differences in study populations, treatment approaches, and follow-up durations (40,60). The CHECKMATE 816 trial showed an EFS of 31.6 months in the nivolumab plus chemotherapy group while the EFS in the chemotherapy alone group was 20.8 months (60). About 36% of patients were stage II. The RATIONALE-315 study showed that tislelizumab plus neoadjuvant chemotherapy significantly improved EFS in comparison to placebo. This study included 41% with stage II disease in the tislelizumab group and 40% with stage II disease in the placebo group (67). In the NeoR-World retrospective cohort study, Yang et al. reported that DFS was significantly longer in the immunochemotherapy group compared with the chemotherapy group (54). The KEYNOTE-671 randomized trial showed that EFS at 24 months was 62.4% in the pembrolizumab plus chemotherapy group and 40.6% in the placebo plus chemotherapy group (P<0.001), however the estimated 24-month OS was 80.9% in the pembrolizumab group and 77.6% in the placebo group, which was similar. This study included 118 patients with stage II disease out of 397 patients in the pembrolizumab group and 121 patients with stage II disease out of 400 patients in the placebo group (66). Zhao et al. reported that patients in the neoadjuvant immunochemotherapy group had significantly better DFS and OS than those in the neoadjuvant chemotherapy group [(3-year DFS: 75.2% vs. 43.3%) and (3-year OS: 91.5% vs. 58.0%)]. In this study, there were 116 patients per group and stage II disease was observed in 30.2% of patients in the chemotherapy group and 27.6% in the immunochemotherapy group (8). Another phase II study investigating immunochemotherapy by Henick et al. highlighted the median OS was 55.8 months, and the median DFS was 34.5 months with a median follow up of 39.5 months in a cohort consisting of stage I–III disease (19). The AEGEAN trial reported that the duration of EFS was significantly longer with durvalumab than with placebo. In this study the durvalumab group had 28.4% patients with stage II disease and placebo group had 29.4% patients with stage II disease (64). Furthermore, a retrospective cohort study found a statistically significant difference between two groups of neoadjuvant immunochemotherapy and neoadjuvant chemotherapy in DFS (43). The Checkmate-77T trial comparing nivolumab combined with chemotherapy versus chemotherapy combined with placebo, showed that treatment with nivolumab resulted in significantly longer EFS than chemotherapy alone. The nivolumab group included 35.4% patients with stage II disease and the chemotherapy group included 34.9% patients with Stage II disease (65). A five year follow up of neoadjuvant sintilimab as immune monotherapy in NSCLC reported DFS of 65.7% and OS of 80.4% in patients with R0 resection. In this cohort of 40 patients 80% had stage II and III disease; however, the exact numbers of patients with stage II disease were not disclosed (14). Additionally, a single-arm phase II clinical trial reported a 3-year survival rate of 80% with neoadjuvant atezolizumab monotherapy in a group of 181 patients including 71 (39.2%) with stage II disease (21). In summary, immunotherapy-based neoadjuvant regimens may show increased DFS and EFS compared with chemotherapy alone in cohorts that include stage II patients, which comprised roughly 30–40% of patients in these studies.
Moreover, a study has reported that adjuvant immunotherapy does not improve survival in NSCLC patients who achieved major or pCR following induction immunotherapy and surgery (6).
Only a limited number of studies have reported subgroup analyses specifically for stage II disease. In this subgroup, Huang et al. found that patients with stage II disease receiving combined immunochemotherapy had a hazard ratio for DFS of 0.44 [95% confidence interval (CI): 0.16–1.20] compared with those receiving chemotherapy alone (7), while the NeoR-World study reports a hazard ratio of 0.94 (95% CI: 0.49–1.79) (54) for the same comparison. The AEGEAN trial reports a hazard ratio of 0.76 (95% CI: 0.43–1.34) for EFS comparing patients with stage II disease receiving combined immunochemotherapy and chemotherapy alone (64). For the same comparison, The CHECKMATE 77T reports a hazard ratio of 0.81 (95% CI: 0.46–1.43) (65). In the KEYNOTE-671, Wakelee et al. reports a hazard ratio of 0.65 (95% CI: 0.42–1.01) (66) and in the RATIONALE-315, Yue et al. reports a hazard ratio of 0.47 (95% CI: 0.26–0.87) (67) in stage II patients. Out of the studies cited above, only one (RATIONALE-315) showed a statistically significant improvement in DFS or EFS with chemoimmunotherapy as compared to chemotherapy (67), however they were potentially underpowered to detect this. Conversely, the NEOSTAR (23) and the CheckMate 816 (60) studies did not report pathological or survival outcomes separately for patients with stage II disease; instead, results were presented in combination with those for stage IB patients.
Recurrence outcomes
A case-control study involving 23 NSCLC patients who received neoadjuvant ICI-based therapy followed by definitive resection found that two patients experienced mediastinal nodal recurrence (5). This group included 6 patients with stage I, 10 with stage II, and 7 with stage III disease. None of the patients with stage II disease developed mediastinal recurrence after an average follow up of 49 months. Another study by Tegenbosch et al. showed that among patients ineligible for (neo)adjuvant ICI, 21.7 percent experienced recurrence, while twelve of the twenty eligible patients had no recurrence at a 34.1-month median follow-up, indicating they would have been overtreated with ICI (45).
Safety and adverse events
The majority of studies report that adjuvant and neoadjuvant immunotherapy is generally safe and well tolerated in stage II disease (38,42,46,49-53,55,56). A phase I trial demonstrated that neoadjuvant nivolumab as immune monotherapy was not associated with unexpected perioperative morbidity or mortality. However, over half of the video-assisted thoracoscopic surgery (VATS) and robotic procedures required conversion to thoracotomy, primarily due to hilar inflammation and fibrosis. Notably, 10 of the 21 patients included in the study had stage II disease (16). Conversely, a different study reports a higher rate of tissue fibrosis and inflammation in the immune monotherapy group with no difference in operating time nor more conversions or perioperative complications (17). A study by Zhang et al. reported a higher rate of postoperative complications in the group receiving neoadjuvant immunotherapy with sintilimab compared to the upfront surgery and chemotherapy groups. Each group included 37 patients, with 14 stage II patients in the immunotherapy group, 13 in the upfront surgery group, and 11 in the chemotherapy group (9). A study by Seitlinger et al. found that lung cancer patients with endobronchial disease had a higher rate of global complications during neoadjuvant treatment compared to patients without obstruction (37). The available evidence suggests that immunotherapy is feasible, with manageable perioperative complications.
Immune-related adverse events have emerged as a significant concern in patients receiving immunotherapy. A study by Ay et al. reported that there were no adverse events causing death in patients treated with immunochemotherapy. However, blood count abnormalities, diarrhea, and pneumonitis were the most common toxicities leading to treatment discontinuation, while blood count abnormalities, fever, and infections most frequently caused dose interruptions or reductions (35). Conversely, a study by Wu et al. consisting of 42 patients (2 with stage II disease) in pembrolizumab group and 34 patients (3 with stage II disease) in nivolumab group reported that none of the patients had to stop treatment or reduce dose due to adverse events (41). A study by Reuss et al. examining dual immunotherapy, which included 2 stage II patients out of a total of 9, was terminated early due to toxicity. Six patients experienced treatment-related adverse events (TRAEs), and three developed grade ≥3 toxicities (30). There is no consistent pattern regarding immune-related adverse events, with reported toxicities varying across studies and no clear consensus on their frequency or severity in stage II patients.
Additionally, numerous studies have explored the safety of various combination treatment modalities. A case series by Yin et al. investigated sintilimab combined with platinum-based chemotherapy and found the regimen to be both safe and effective. Among 13 patients, including 2 with stage II disease, 9 experienced neoadjuvant TRAEs, with only one patient (7.6%) developing a grade 4 TRAE (63). A RCT that investigates nivolumab with or without relatlimab confirms the safety and feasibility of both arms. In this study, each arm included 30 patients and nivolumab arm has 18 and nivolumab plus relatlimab has 17 patients with stage II disease (62). Similarly, a randomized clinical trial assessing neoadjuvant durvalumab with or without stereotactic body radiotherapy showed that it is safe and feasible and associated with high MPR (58). Combination immunotherapy appears safe and feasible in stage II NSCLC, with mostly manageable adverse events.
Furthermore, a retrospective cohort study by Zhang et al. comparing different approaches of surgery including VATS and thoracotomy confirmed that VATS could achieve similar results as the open thoracotomy, with the advantage of fewer intensive care unit (ICU) stays (39). Mathey-Andrews et al. investigated the feasibility of minimally invasive surgery (MIS) following neoadjuvant immunotherapy in resectable NSCLC and found that there was no difference in rate of MIS lobectomy among patients who received immunotherapy vs. chemotherapy (47).
Moreover, a retrospective cohort study involving 627 patients demonstrated that, based on multivariable regression analysis, the type of neoadjuvant treatment was not a significant determinant of successful minimally invasive surgery for resectable NSCLC (10).
Discussion
Neoadjuvant immunotherapy has emerged as a promising strategy for resectable NSCLC, offering improvements in pathological response and survival outcomes. However, concerns persist regarding its potential to introduce surgical challenges, delay surgery, and cause adverse events. While some studies indicate an increased rate of conversion to thoracotomy due to inflammation and fibrosis (17), others suggest that minimally invasive approaches remain feasible with proper patient selection (10,47,55).
In NSCLC clinical trials, MPR, defined as ≤10% viable tumor cells, and pCR, defined as no viable tumor cells, are increasingly used to evaluate the effectiveness of treatments (68). A retrospective study reported no clinical factor other than PD-L1 expression was predictive of the pathological response (13). Pathological and radiological response rates vary across studies, but overall, neoadjuvant immunotherapy appears to enhance tumor regression, particularly when combined with chemotherapy or other treatment modalities. These responses have been linked to improved survival outcomes, reinforcing the clinical benefit of integrating immunotherapy into the neoadjuvant setting.
Survival analyses further highlight the advantages of immunotherapy in prolonging EFS and OS. While some studies demonstrate a clear survival benefit over chemotherapy alone, others indicate that multimodal approaches, including surgery, may offer superior outcomes. The variability in findings suggests that patient selection, tumor characteristics, and specific immunotherapy regimens play crucial roles in determining treatment efficacy.
Importantly, while immunotherapy has become increasingly integrated into the management of stage III NSCLC, the optimal approach for resectable stage II disease remains less obvious. Although neoadjuvant immunotherapy shows promising improvements in pathological response and survival, recommendations for its use in stage II patients are based on studies combining stage II with stage III disease, with only a single RCT (RATIONALE-315) demonstrating a statistically significant difference in DFS and/or OS in the stage II subgroup. Notably, no studies to date provide stage II-specific data for MPR or pCR, limiting our ability to draw definitive conclusions about the efficacy of these treatments in this population. Consequently, targeted studies are urgently needed to clarify risk stratification, optimal timing and sequencing of immunotherapy, and long-term outcomes, in order to guide evidence-based management and ensure that stage II patients derive similar benefits to those observed in stage III disease.
While current IASLC consensus primarily addresses stage III disease, recent non-consensus expert recommendations suggest that neoadjuvant chemoimmunotherapy followed by surgery may be preferred over upfront surgery for medically operable patients with technically resectable clinical stage II NSCLC, irrespective of PD-L1 expression (69). Complementing this, ESMO guidelines recommend neoadjuvant or perioperative chemoimmunotherapy for resectable stage II–III NSCLC without EGFR or ALK alterations (70). The NCCN guidelines also encourage neoadjuvant immunotherapy approaches in resectable NSCLC (71). This highlights emerging strategies for stage II disease and the need for further studies to establish evidence-based guidance.
Recurrence remains a significant consideration, particularly in patients with advanced disease or mediastinal involvement. Although immunotherapy shows promise in reducing recurrence rates, studies specifically addressing recurrence patterns and long-term relapse outcomes represent only a small subset of the existing literature. Further research is needed to identify predictors of recurrence and optimize postoperative surveillance strategies.
Overall, neoadjuvant immunotherapy continues to redefine the treatment landscape for resectable NSCLC. However, questions remain regarding the optimal regimen, long-term outcomes, and patient selection criteria. Future studies should focus on refining treatment algorithms, addressing safety concerns, and identifying biomarkers to predict response and recurrence risk.
A key limitation of this systematic review is that none of the included studies focused exclusively on stage II NSCLC. All available data came from mixed stage II–III cohorts, with limited separate reporting for stage II patients. This heterogeneity limits true stage-specific interpretation, as treatment response, recurrence risk, and surgical outcomes can differ substantially between stages. Consequently, we included non-randomized and retrospective studies in addition to randomized trials to capture clinically relevant data for this subgroup, which introduces inherent risks of selection bias, confounding, and heterogeneity. As a result, the effectiveness and safety of immunotherapy specifically for stage II disease cannot be reliably determined. The ongoing Impower-030 trial evaluating atezolizumab in neoadjuvant therapy for resectable stage II–III patients, with a planned enrollment of over 450 patients, may provide additional data to guide clinical practice (72). Ideally, however, dedicated studies focusing on stage II patients would provide more accurate guidance for this subgroup. Studies comparing the neoadjuvant versus adjuvant use of immunotherapy in stage II patients may be warranted as well.
Conclusions
Neoadjuvant immunotherapy, particularly when combined with chemotherapy, demonstrates promising improvements in pathological response and survival outcomes in patients with resectable NSCLC. Although several trials are currently ongoing evaluating immunotherapy across different treatment combinations and study populations, the available evidence in the stage II patient population remains limited by the small number of RCTs and heterogeneity across studies. Therefore, further high-quality, stage II-specific randomized trials are needed to confirm these findings and to define optimal treatment strategies in this population.
Acknowledgments
None.
Footnote
Reporting Checklist: The authors have completed the PRISMA reporting checklist. Available at https://vats.amegroups.com/article/view/10.21037/vats-25-46/rc
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Funding: None.
Conflicts of Interest: Both authors have completed the ICMJE uniform disclosure form (available at https://vats.amegroups.com/article/view/10.21037/vats-25-46/coif). B.W. serves as an unpaid editorial board member of Video-Assisted Thoracic Surgery from January 2025 to December 2026. The other author has no conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.
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Cite this article as: Piyadeoglu D, Wei B. The role of immunotherapy in resectable stage II non-small cell lung cancer: a systematic review. Video-assist Thorac Surg 2026;11:12.



